| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 1,085,808 | 7,405,000 | 16.95% | ||
| 2 | FRANKLIN RESOURCES INC | 664,275 | 4,530,000 | 10.37% | ||
| 3 | UBS Group AG | 649,536 | 4,430,000 | 10.14% | ||
| 4 | CONFLUENCE INVESTMENT MANAGEMENT LLC | 588,543 | 4,014,000 | 9.19% | ||
| 5 | Yorktown Management & Research Co Inc | 473,000 | 3,226,000 | 7.39% | ||
| 6 | TWO SIGMA INVESTMENTS, LP | 305,626 | 2,084,000 | 4.77% | ||
| 7 | BB&T SECURITIES, LLC | 24,500 | 1,670,000 | 3.82% | ||
| 8 | Harvest Capital Strategies LLC | 223,111 | 1,522,000 | 3.48% | ||
| 9 | Muzinich & Co., Inc. | 194,325 | 1,325,000 | 3.03% | ||
| 10 | TWO SIGMA ADVISERS, LP | 159,104 | 1,085,000 | 2.48% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 158,629 | 1,082,000 | 2.48% | ||
| 12 | KENNEDY CAPITAL MANAGEMENT LLC | 144,026 | 982,000 | 2.25% | ||
| 13 | VAN ECK ASSOCIATES CORP | 131,574 | 897,000 | 2.05% | ||
| 14 | MILLENNIUM MANAGEMENT LLC | 129,193 | 881,000 | 2.02% | ||
| 15 | BlackRock Group LTD | 126,197 | 861,000 | 1.97% | ||
| 16 | BRIDGEWAY CAPITAL MANAGEMENT, LLC | 112,400 | 767,000 | 1.76% | ||
| 17 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 89,782 | 613,000 | 1.40% | ||
| 18 | Hillsdale Investment Management Inc. | 74,200 | 506,000 | 1.16% | ||
| 19 | MORGAN STANLEY | 59,948 | 409,000 | 0.94% | ||
| 20 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 56,000 | 382,000 | 0.87% | Put | |
| 21 | D. E. Shaw & Co., Inc. | 52,920 | 361,000 | 0.83% | ||
| 22 | STIFEL FINANCIAL CORP | 49,280 | 336,000 | 0.77% | ||
| 23 | MUFG Securities EMEA plc | 47,000 | 321,000 | 0.73% | ||
| 24 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 46,849 | 320,000 | 0.73% | ||
| 25 | GOLDMAN SACHS GROUP INC | 45,880 | 313,000 | 0.72% | ||
| 26 | STATE STREET CORP | 43,912 | 300,000 | 0.69% | ||
| 27 | CREDIT SUISSE AG/ | 41,967 | 286,000 | 0.65% | ||
| 28 | Legal & General Group Plc | 39,172 | 267,000 | 0.61% | ||
| 29 | AQR CAPITAL MANAGEMENT LLC | 35,600 | 243,000 | 0.56% | ||
| 30 | Creative Planning | 35,000 | 239,000 | 0.55% | ||
| 31 | Texas Yale Capital Corp. | 31,400 | 214,000 | 0.49% | ||
| 32 | CITADEL ADVISORS LLC | 30,105 | 205,000 | 0.47% | ||
| 33 | CIBC WORLD MARKET INC. | 27,400 | 187,000 | 0.43% | ||
| 34 | DEUTSCHE BANK AG\ | 25,093 | 171,000 | 0.39% | ||
| 35 | CITIGROUP INC | 17,170 | 117,000 | 0.27% | ||
| 36 | RAYMOND JAMES TRUST N.A. | 16,650 | 114,000 | 0.26% | ||
| 37 | Virtu KCG Holdings LLC | 16,285 | 111,000 | 0.25% | ||
| 38 | Rotella Capital Management, Inc. | 16,113 | 110,000 | 0.25% | ||
| 39 | PEAK6 Group LLC | 15,852 | 108,000 | 0.25% | ||
| 40 | ALGERT GLOBAL LLC | 15,880 | 108,000 | 0.25% | ||
| 41 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 12,500 | 85,000 | 0.19% | ||
| 42 | LANSDOWNE PARTNERS AUSTRIA GMBH | 11,100 | 76,000 | 0.17% | ||
| 43 | Spot Trading L.L.C | 7,500 | 51,000 | 0.12% | Put | |
| 44 | Spot Trading L.L.C | 7,020 | 48,000 | 0.11% | ||
| 45 | MSI Financial Services Inc | 6,882 | 47,000 | 0.11% | ||
| 46 | NEXT Financial Group, Inc | 6,200 | 42,000 | 0.10% | ||
| 47 | WFG Advisors, LP | 6,000 | 41,000 | 0.09% | ||
| 48 | US BANCORP \DE\ | 5,500 | 38,000 | 0.09% | ||
| 49 | WealthTrust Fairport, LLC | 4,229 | 29,000 | 0.07% | ||
| 50 | AMERICAN INTERNATIONAL GROUP, INC. | 3,325 | 22,677 | 0.05% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
