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AVANTAX INC COM
AVANTAX INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 165 Institutional holders with a total value of $550,489,224.
#
Manager Name
Shares
Value ($)
%
Options
Notes
101 WOLVERINE TRADING LP /BD 22,200 327,000 0.06% Call
102 UBS Group AG 21,003 309,000 0.06%
103 THRIVENT FINANCIAL FOR LUTHERANS 20,740 306,000 0.06%
104 Arizona State Retirement System 19,717 291,000 0.05%
105 VOYA INVESTMENT MANAGEMENT LLC 19,329 285,000 0.05%
106 PANAGORA ASSET MANAGEMENT INC 17,863 263,000 0.05%
107 ROYAL BANK OF CANADA 17,410 256,000 0.05%
108 PRIVATE ADVISORY GROUP LLC 17,005 251,000 0.05%
109 BANK OF MONTREAL /CAN/ 17,595 250,000 0.05%
110 Virtu KCG Holdings LLC 16,665 246,000 0.04%
111 LaSalle Street Capital Management, LLC 16,503 243,000 0.04%
112 Louisiana State Employees Retirement System 15,400 227,000 0.04%
113 OppenheimerFunds, Inc. 15,300 226,000 0.04%
114 PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 15,046 222,000 0.04%
115 CITADEL ADVISORS LLC 15,000 221,000 0.04% Put
116 WOLVERINE ASSET MANAGEMENT LLC 14,702 216,000 0.04%
117 TWO SIGMA ADVISERS, LP 13,851 204,000 0.04%
118 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 12,899 190,000 0.03%
119 PRICE T ROWE ASSOCIATES INC /MD/ 12,400 183,000 0.03%
120 Airain ltd 12,194 180,000 0.03%
121 Aperio Group, LLC 11,994 177,000 0.03%
122 BAYESIAN CAPITAL MANAGEMENT, LP 10,700 158,000 0.03%
123 BNP PARIBAS FINANCIAL MARKETS 10,408 153,518 0.03%
124 Spot Trading L.L.C 10,300 152,000 0.03% Put
125 ACROSPIRE INVESTMENT MANAGEMENT LLC 9,420 139,000 0.03%
126 Municipal Employees' Retirement System of Michigan 8,720 129,000 0.02%
127 BlackRock Finance, Inc. 8,448 125,000 0.02%
128 MASON STREET ADVISORS, LLC 8,387 124,000 0.02%
129 TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 8,200 121,000 0.02%
130 NOMURA HOLDINGS INC 7,300 109,000 0.02%
131 PEAK6 Group LLC 6,500 96,000 0.02% Call
132 PEAK6 Group LLC 6,433 95,000 0.02%
133 Creative Planning 5,100 75,000 0.01%
134 CITIGROUP INC 5,100 75,000 0.01% Put
135 BARCLAYS PLC 4,800 71,000 0.01% Put
136 State of Alaska, Department of Revenue 4,130 60,000 0.01%
137 Spot Trading L.L.C 3,248 48,000 0.01%
138 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,606 38,000 0.01%
139 BARCLAYS PLC 2,500 37,000 0.01% Call
140 IFP ADVISORS, INC 2,215 33,000 0.01%
141 First Personal Financial Services 2,099 31,000 0.01%
142 VERSANT CAPITAL MANAGEMENT, INC 1,826 26,000 0.00%
143 MSI Financial Services Inc 1,546 23,000 0.00%
144 PRELUDE CAPITAL MANAGEMENT, LLC 1,500 22,000 0.00%
145 LS Investment Advisors, LLC 1,400 21,000 0.00%
146 MINICHMACGREGOR WEALTH MANAGEMENT, LLC 931 13,000 0.00%
147 Tower Research Capital LLC (TRC) 823 12,000 0.00%
148 Parallax Volatility Advisers, L.P. 800 12,000 0.00% Put
149 CITIGROUP INC 700 10,000 0.00% Call
150 SUTTON WEALTH ADVISORS INC. 658 9,706 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.