Dark
Light
System
Security
CTI BIOPHARMA CORP
CTI BIOPHARMA CORP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 93 Institutional holders with a total value of $149,562,507.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 EAGLE ASSET MANAGEMENT INC 12,713,051 30,002,000 20.06%
2 STATE STREET CORP 5,986,718 14,128,000 9.45%
3 BlackRock Institutional Trust Company, N.A. 5,064,034 11,951,000 7.99%
4 VANGUARD GROUP INC 4,592,711 10,839,000 7.25%
5 BlackRock Fund Advisors 4,163,937 9,827,000 6.57%
6 PRICE T ROWE ASSOCIATES INC /MD/ 3,960,000 9,346,000 6.25%
7 FMR LLC 3,392,130 8,005,000 5.35%
8 RA CAPITAL MANAGEMENT, L.P. 2,500,000 5,900,000 3.94%
9 NORTHERN TRUST CORP 1,605,182 3,788,000 2.53%
10 DAFNA Capital Management LLC 1,425,000 3,363,000 2.25%
11 TFS CAPITAL LLC 1,295,744 3,058,000 2.04%
12 ACUTA CAPITAL PARTNERS, LLC 1,228,111 2,898,000 1.94%
13 Candriam S.C.A. 1,125,000 2,655,000 1.78%
14 JANE STREET GROUP, LLC 1,045,362 2,467,000 1.65%
15 TEACHERS ADVISORS, LLC 829,451 1,958,000 1.31%
16 GEODE CAPITAL MANAGEMENT, LLC 815,738 1,925,000 1.29%
17 CITADEL ADVISORS LLC 751,443 1,773,000 1.19%
18 SPHERA FUNDS MANAGEMENT LTD. 750,000 1,770,000 1.18%
19 Bank of New York Mellon Corp 733,899 1,731,000 1.16%
20 RENAISSANCE TECHNOLOGIES LLC 587,916 1,387,000 0.93%
21 GOLDMAN SACHS GROUP INC 587,078 1,386,000 0.93%
22 Sio Capital Management, LLC 505,000 1,192,000 0.80%
23 Lombard Odier Asset Management (USA) Corp 501,444 1,183,000 0.79%
24 TIAA CREF INVESTMENT MANAGEMENT LLC 475,156 1,121,000 0.75%
25 MILLENNIUM MANAGEMENT LLC 471,512 1,113,000 0.74%
26 BlackRock Investment Management, LLC 424,142 1,001,000 0.67%
27 WASHINGTON TRUST Co 410,616 969,000 0.65%
28 SUSQUEHANNA INTERNATIONAL GROUP, LLP 405,300 957,000 0.64% Call
29 DEUTSCHE BANK AG\ 371,986 877,000 0.59%
30 SUSQUEHANNA INTERNATIONAL GROUP, LLP 351,538 830,000 0.55%
31 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 364,700 813,000 0.54%
32 TIAA CREF TRUST CO FSB/MO 296,322 699,000 0.47%
33 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 279,137 659,000 0.44%
34 SABBY MANAGEMENT, LLC 245,000 578,000 0.39%
35 BARCLAYS PLC 229,858 459,000 0.31%
36 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 190,800 451,000 0.30%
37 Swiss National Bank 190,600 450,000 0.30%
38 UNITED CAPITAL FINANCIAL ADVISORS, LLC 150,569 355,000 0.24%
39 ALLIANCEBERNSTEIN L.P. 145,750 344,000 0.23%
40 AQR CAPITAL MANAGEMENT LLC 119,600 282,000 0.19%
41 VOYA INVESTMENT MANAGEMENT LLC 114,959 271,000 0.18%
42 SUSQUEHANNA INTERNATIONAL GROUP, LLP 112,900 266,000 0.18% Put
43 Nationwide Fund Advisors 112,127 265,000 0.18%
44 JACOBS LEVY EQUITY MANAGEMENT, INC 111,500 263,000 0.18%
45 METROPOLITAN LIFE INSURANCE CO/NY 110,814 262,000 0.18%
46 RHUMBLINE ADVISERS 104,770 247,000 0.17%
47 CREDIT SUISSE AG/ 99,941 236,000 0.16%
48 Virtu KCG Holdings LLC 100,546 235,000 0.16%
49 MANUFACTURERS LIFE INSURANCE COMPANY, THE 96,984 229,000 0.15%
50 AMERICAN INTERNATIONAL GROUP, INC. 94,797 223,721 0.15%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.