| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 1,338,587 | 23,747,000 | 33.08% | ||
| 2 | MORGAN STANLEY | 739,122 | 13,105,000 | 18.26% | ||
| 3 | LAZARD ASSET MANAGEMENT LLC | 340,336 | 6,037,000 | 8.41% | ||
| 4 | WELLS FARGO & COMPANY/MN | 311,588 | 5,525,000 | 7.70% | ||
| 5 | GUGGENHEIM CAPITAL LLC | 300,210 | 5,326,000 | 7.42% | ||
| 6 | Invesco Ltd. | 206,248 | 3,657,000 | 5.09% | ||
| 7 | RAYMOND JAMES & ASSOCIATES | 205,849 | 3,650,000 | 5.08% | ||
| 8 | COHEN & STEERS, INC. | 198,140 | 3,515,000 | 4.90% | ||
| 9 | CORNERSTONE ADVISORS INC | 97,916 | 1,737,000 | 2.42% | ||
| 10 | Saba Capital Management, L.P. | 53,863 | 956,000 | 1.33% | ||
| 11 | Private Advisor Group, LLC | 52,643 | 933,000 | 1.30% | ||
| 12 | Thomas J. Herzfeld Advisors, Inc. | 46,180 | 819,000 | 1.14% | ||
| 13 | WOLVERINE ASSET MANAGEMENT LLC | 22,808 | 404,000 | 0.56% | ||
| 14 | Raymond James Financial Services Advisors, Inc. | 21,014 | 373,000 | 0.52% | ||
| 15 | TFS CAPITAL LLC | 20,300 | 360,000 | 0.50% | ||
| 16 | LPL Financial LLC | 18,398 | 326,000 | 0.45% | ||
| 17 | BANK OF AMERICA CORP /DE/ | 14,338 | 254,000 | 0.35% | ||
| 18 | ROYAL BANK OF CANADA | 12,432 | 220,000 | 0.31% | ||
| 19 | DOLIVER ADVISORS, LP | 11,944 | 212,000 | 0.30% | ||
| 20 | ENVESTNET ASSET MANAGEMENT INC | 8,893 | 158,000 | 0.22% | ||
| 21 | UBS AG | 8,839 | 157,000 | 0.22% | ||
| 22 | CITIGROUP INC | 7,491 | 133,000 | 0.19% | ||
| 23 | AMERICAN INTERNATIONAL GROUP, INC. | 6,894 | 122,234 | 0.17% | ||
| 24 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,401 | 25,000 | 0.03% | ||
| 25 | Creative Planning | 500 | 9,000 | 0.01% | ||
| 26 | Focused Wealth Management, Inc | 401 | 7,000 | 0.01% | ||
| 27 | First City Capital Management, Inc. | 370 | 6,560 | 0.01% | ||
| 28 | MCF Advisors LLC | 400 | 6,000 | 0.01% | ||
| 29 | Tower Research Capital LLC (TRC) | 300 | 5,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
