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LMP CAP & INCOME FD INCORPORATED
LMP CAP & INCOME FD INCORPORATED. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 29 Institutional holders with a total value of $77,322,595.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 1,458,392 24,413,000 31.57%
2 MORGAN STANLEY 786,164 13,160,000 17.02%
3 Invesco Ltd. 425,882 7,129,000 9.22%
4 LAZARD ASSET MANAGEMENT LLC 349,857 5,856,000 7.57%
5 RAYMOND JAMES & ASSOCIATES 315,061 5,274,000 6.82%
6 COHEN & STEERS CAPITAL MANAGEMENT INC 253,316 4,241,000 5.48%
7 COHEN & STEERS, INC. 253,316 4,241,000 5.48%
8 WELLS FARGO & COMPANY/MN 241,841 4,048,000 5.24%
9 GUGGENHEIM CAPITAL LLC 123,053 2,060,000 2.66%
10 LADENBURG THALMANN FINANCIAL SERVICES INC. 49,354 826,000 1.07%
11 Private Advisor Group, LLC 42,071 704,000 0.91%
12 CORNERSTONE ADVISORS INC 39,674 664,000 0.86%
13 CUE ADVISORY SERVICES, INC. 39,501 662,000 0.86%
14 Thomas J. Herzfeld Advisors, Inc. 34,145 572,000 0.74%
15 ENVESTNET ASSET MANAGEMENT INC 27,748 465,000 0.60%
16 Raymond James Financial Services Advisors, Inc. 26,469 443,000 0.57%
17 UBS Group AG 24,283 407,000 0.53%
18 BANK OF AMERICA CORP /DE/ 22,405 375,000 0.48%
19 UNITED CAPITAL FINANCIAL ADVISORS, LLC 21,457 359,000 0.46%
20 Saba Capital Management, L.P. 18,712 313,000 0.40%
21 ROYAL BANK OF CANADA 13,337 223,000 0.29%
22 OPPENHEIMER & CO INC 13,257 222,000 0.29%
23 LPL Financial LLC 11,132 186,000 0.24%
24 DOLIVER ADVISORS, LP 10,909 183,000 0.24%
25 CITIGROUP INC 8,326 140,000 0.18%
26 AMERICAN INTERNATIONAL GROUP, INC. 6,905 115,595 0.15%
27 PNC FINANCIAL SERVICES GROUP, INC. 1,591 26,000 0.03%
28 Creative Planning 500 8,000 0.01%
29 MCF Advisors LLC 400 7,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.