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LMP CAP & INCOME FD INCORPORATED
LMP CAP & INCOME FD INCORPORATED. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 31 Institutional holders with a total value of $67,342,195.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 1,148,521 17,320,000 25.72%
2 MORGAN STANLEY 805,124 12,141,000 18.03%
3 Invesco Ltd. 423,910 6,393,000 9.49%
4 LAZARD ASSET MANAGEMENT LLC 355,078 5,354,000 7.95%
5 RAYMOND JAMES & ASSOCIATES 349,481 5,270,000 7.83%
6 WELLS FARGO & COMPANY/MN 265,849 4,009,000 5.95%
7 COHEN & STEERS, INC. 265,622 4,006,000 5.95%
8 WOLVERINE ASSET MANAGEMENT LLC 171,329 2,583,000 3.84%
9 GUGGENHEIM CAPITAL LLC 84,782 1,278,000 1.90%
10 BANK OF AMERICA CORP /DE/ 66,497 1,003,000 1.49%
11 DOLIVER ADVISORS, LP 52,913 798,000 1.18%
12 Shaker Financial Services, LLC 48,592 733,000 1.09%
13 CORNERSTONE ADVISORS INC 41,574 627,000 0.93%
14 ENVESTNET ASSET MANAGEMENT INC 40,774 615,000 0.91%
15 Private Advisor Group, LLC 40,021 604,000 0.90%
16 CUE ADVISORY SERVICES, INC. 39,917 602,000 0.89%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 35,755 540,000 0.80%
18 UNITED CAPITAL FINANCIAL ADVISORS, LLC 35,123 530,000 0.79%
19 Thomas J. Herzfeld Advisors, Inc. 33,921 512,000 0.76%
20 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 32,941 497,000 0.74%
21 UBS Group AG 23,245 351,000 0.52%
22 Raymond James Financial Services Advisors, Inc. 21,552 325,000 0.48%
23 Saba Capital Management, L.P. 18,712 282,000 0.42%
24 AQR ARBITRAGE LLC 16,826 254,000 0.38%
25 ROYAL BANK OF CANADA 13,337 201,000 0.30%
26 OPPENHEIMER & CO INC 13,282 200,000 0.30%
27 CITIGROUP INC 7,751 117,000 0.17%
28 AMERICAN INTERNATIONAL GROUP, INC. 6,909 104,195 0.15%
29 PANAGORA ASSET MANAGEMENT INC 4,108 62,000 0.09%
30 PNC FINANCIAL SERVICES GROUP, INC. 1,611 25,000 0.04%
31 MCF Advisors LLC 400 6,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.