| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 1,577,739 | 26,679,000 | 36.97% | ||
| 2 | MORGAN STANLEY | 803,861 | 13,585,000 | 18.82% | ||
| 3 | LAZARD ASSET MANAGEMENT LLC | 341,286 | 5,771,000 | 8.00% | ||
| 4 | Invesco Ltd. | 290,473 | 4,909,000 | 6.80% | ||
| 5 | RAYMOND JAMES & ASSOCIATES | 257,023 | 4,344,000 | 6.02% | ||
| 6 | GUGGENHEIM CAPITAL LLC | 234,994 | 3,971,000 | 5.50% | ||
| 7 | WELLS FARGO & COMPANY/MN | 212,098 | 3,585,000 | 4.97% | ||
| 8 | COHEN & STEERS, INC. | 198,140 | 3,351,000 | 4.64% | ||
| 9 | CORNERSTONE ADVISORS INC | 78,074 | 1,320,000 | 1.83% | ||
| 10 | Saba Capital Management, L.P. | 53,863 | 911,000 | 1.26% | ||
| 11 | Private Advisor Group, LLC | 51,821 | 876,000 | 1.21% | ||
| 12 | UBS AG | 32,153 | 544,000 | 0.75% | ||
| 13 | Thomas J. Herzfeld Advisors, Inc. | 24,515 | 414,000 | 0.57% | ||
| 14 | Raymond James Financial Services Advisors, Inc. | 23,839 | 403,000 | 0.56% | ||
| 15 | BANK OF AMERICA CORP /DE/ | 19,013 | 321,000 | 0.44% | ||
| 16 | ROYAL BANK OF CANADA | 13,813 | 233,000 | 0.32% | ||
| 17 | ENVESTNET ASSET MANAGEMENT INC | 13,644 | 231,000 | 0.32% | ||
| 18 | LPL Financial LLC | 11,532 | 192,000 | 0.27% | ||
| 19 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 11,329 | 191,000 | 0.26% | ||
| 20 | CITIGROUP INC | 9,208 | 156,000 | 0.22% | ||
| 21 | AMERICAN INTERNATIONAL GROUP, INC. | 6,898 | 116,573 | 0.16% | ||
| 22 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,818 | 48,000 | 0.07% | ||
| 23 | Creative Planning | 500 | 8,000 | 0.01% | ||
| 24 | MCF Advisors LLC | 400 | 6,000 | 0.01% | ||
| 25 | Focused Wealth Management, Inc | 135 | 2,000 | 0.00% | ||
| 26 | BARCLAYS PLC | 77 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
