| 1 |
Advisors Asset Management, Inc. |
834,131 |
10,143,000 |
17.25% |
|
|
| 2 |
MORGAN STANLEY |
652,672 |
7,936,000 |
13.50% |
|
|
| 3 |
RAYMOND JAMES & ASSOCIATES |
608,113 |
7,395,000 |
12.58% |
|
|
| 4 |
WELLS FARGO & COMPANY/MN |
400,613 |
4,871,000 |
8.28% |
|
|
| 5 |
Invesco Ltd. |
373,417 |
4,541,000 |
7.72% |
|
|
| 6 |
LAZARD ASSET MANAGEMENT LLC |
356,220 |
4,331,000 |
7.37% |
|
|
| 7 |
WOLVERINE ASSET MANAGEMENT LLC |
259,049 |
3,150,000 |
5.36% |
|
|
| 8 |
COHEN & STEERS, INC. |
253,316 |
3,080,000 |
5.24% |
|
|
| 9 |
1607 Capital Partners, LLC |
126,902 |
1,543,000 |
2.62% |
|
|
| 10 |
BANK OF AMERICA CORP /DE/ |
115,189 |
1,401,000 |
2.38% |
|
|
| 11 |
Caprock Group, LLC |
88,237 |
1,073,000 |
1.83% |
|
|
| 12 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
77,932 |
948,000 |
1.61% |
|
|
| 13 |
GUGGENHEIM CAPITAL LLC |
68,325 |
831,000 |
1.41% |
|
|
| 14 |
Shaker Financial Services, LLC |
58,580 |
712,000 |
1.21% |
|
|
| 15 |
Raymond James Financial Services Advisors, Inc. |
57,044 |
694,000 |
1.18% |
|
|
| 16 |
CORNERSTONE ADVISORS INC |
53,674 |
653,000 |
1.11% |
|
|
| 17 |
ENVESTNET ASSET MANAGEMENT INC |
41,205 |
501,000 |
0.85% |
|
|
| 18 |
UBS Group AG |
40,342 |
491,000 |
0.84% |
|
|
| 19 |
CUE ADVISORY SERVICES, INC. |
39,917 |
485,000 |
0.82% |
|
|
| 20 |
UNITED CAPITAL FINANCIAL ADVISORS, LLC |
38,920 |
473,000 |
0.80% |
|
|
| 21 |
AQR ARBITRAGE LLC |
36,435 |
443,000 |
0.75% |
|
|
| 22 |
Private Advisor Group, LLC |
36,171 |
440,000 |
0.75% |
|
|
| 23 |
Thomas J. Herzfeld Advisors, Inc. |
33,771 |
411,000 |
0.70% |
|
|
| 24 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
32,344 |
393,000 |
0.67% |
|
|
| 25 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
29,423 |
358,000 |
0.61% |
|
|
| 26 |
DOLIVER ADVISORS, LP |
27,106 |
330,000 |
0.56% |
|
|
| 27 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
22,874 |
278,000 |
0.47% |
|
|
| 28 |
Saba Capital Management, L.P. |
18,712 |
228,000 |
0.39% |
|
|
| 29 |
Klingman & Associates, LLC |
11,600 |
141,000 |
0.24% |
|
PRN |
| 30 |
ROYAL BANK OF CANADA |
11,626 |
141,000 |
0.24% |
|
|
| 31 |
BOOTHBAY FUND MANAGEMENT, LLC |
10,240 |
125,000 |
0.21% |
|
|
| 32 |
CITIGROUP INC |
7,862 |
96,000 |
0.16% |
|
|
| 33 |
AMERICAN INTERNATIONAL GROUP, INC. |
6,915 |
84,000 |
0.14% |
|
|
| 34 |
PNC FINANCIAL SERVICES GROUP, INC. |
1,635 |
19,000 |
0.03% |
|
|
| 35 |
Tower Research Capital LLC (TRC) |
1,584 |
19,000 |
0.03% |
|
|
| 36 |
NEXT Financial Group, Inc |
900 |
10,000 |
0.02% |
|
|
| 37 |
MSI Financial Services Inc |
507 |
6,000 |
0.01% |
|
|
| 38 |
Creative Planning |
500 |
6,000 |
0.01% |
|
|
| 39 |
JFS WEALTH ADVISORS, LLC |
384 |
5,000 |
0.01% |
|
|
| 40 |
MCF Advisors LLC |
400 |
5,000 |
0.01% |
|
|
| 41 |
First City Capital Management, Inc. |
370 |
4,499 |
0.01% |
|
|
