| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WYNNEFIELD CAPITAL INC | 1,610,000 | 12,944,000 | 15.97% | ||
| 2 | Bulldog Investors, LLP | 1,378,812 | 11,086,000 | 13.68% | ||
| 3 | ROYCE & ASSOCIATES LP | 1,218,700 | 9,798,000 | 12.09% | ||
| 4 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,084,480 | 8,719,000 | 10.76% | ||
| 5 | West Family Investments, Inc. | 995,423 | 8,003,000 | 9.87% | ||
| 6 | CREDIT SUISSE AG/ | 679,296 | 5,461,000 | 6.74% | ||
| 7 | MORGAN STANLEY | 503,022 | 4,045,000 | 4.99% | ||
| 8 | UBS Group AG | 348,955 | 2,806,000 | 3.46% | ||
| 9 | SKANDINAVISKA ENSKILDA BANKEN AB (PUBL) | 237,029 | 1,906,000 | 2.35% | ||
| 10 | Arbiter Partners Capital Management LLC | 190,854 | 1,534,000 | 1.89% | ||
| 11 | PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 184,564 | 1,484,000 | 1.83% | ||
| 12 | D. E. Shaw & Co., Inc. | 173,333 | 1,393,000 | 1.72% | ||
| 13 | Ancora Advisors LLC | 154,972 | 1,246,000 | 1.54% | ||
| 14 | MILLER VALUE PARTNERS, LLC | 142,600 | 1,147,000 | 1.41% | ||
| 15 | BANK OF AMERICA CORP /DE/ | 121,603 | 978,000 | 1.21% | ||
| 16 | DEUTSCHE BANK AG\ | 121,535 | 976,000 | 1.20% | ||
| 17 | GABELLI FUNDS LLC | 121,000 | 973,000 | 1.20% | ||
| 18 | Omega Advisors Inc. | 120,000 | 965,000 | 1.19% | ||
| 19 | Teton Advisors, Inc. | 109,000 | 876,000 | 1.08% | ||
| 20 | BlackRock Group LTD | 98,449 | 792,000 | 0.98% | ||
| 21 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 80,000 | 643,000 | 0.79% | ||
| 22 | GAMCO INVESTORS, INC. ET AL | 69,200 | 556,000 | 0.69% | ||
| 23 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 48,900 | 393,000 | 0.48% | ||
| 24 | Legal & General Group Plc | 45,006 | 362,000 | 0.45% | ||
| 25 | CS MCKEE LP | 40,100 | 322,000 | 0.40% | ||
| 26 | WELLS FARGO & COMPANY/MN | 35,790 | 287,000 | 0.35% | ||
| 27 | Jacobus Wealth Management, Inc. | 30,000 | 241,000 | 0.30% | ||
| 28 | TWO SIGMA ADVISERS, LP | 21,811 | 175,000 | 0.22% | ||
| 29 | Saba Capital Management, L.P. | 18,000 | 145,000 | 0.18% | ||
| 30 | BB&T SECURITIES, LLC | 15,951 | 128,000 | 0.16% | ||
| 31 | FIRST MANHATTAN CO. LLC. | 15,000 | 120,000 | 0.15% | ||
| 32 | JPMORGAN CHASE & CO | 11,342 | 91,000 | 0.11% | ||
| 33 | Shaker Financial Services, LLC | 10,000 | 80,000 | 0.10% | ||
| 34 | Hodges Capital Management Inc. | 10,000 | 80,000 | 0.10% | ||
| 35 | CITIGROUP INC | 9,731 | 78,000 | 0.10% | ||
| 36 | ACROSPIRE INVESTMENT MANAGEMENT LLC | 7,440 | 60,000 | 0.07% | ||
| 37 | WOLVERINE TRADING LP /BD | 64 | 51,456 | 0.06% | Put | |
| 38 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 5,529 | 45,000 | 0.06% | ||
| 39 | WOLVERINE TRADING LP /BD | 3,499 | 28,132 | 0.03% | ||
| 40 | Thomas J. Herzfeld Advisors, Inc. | 2,018 | 16,000 | 0.02% | ||
| 41 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 1,456 | 12,000 | 0.01% | ||
| 42 | D.A. DAVIDSON & CO. | 1,000 | 8,000 | 0.01% | ||
| 43 | WOLVERINE TRADING LP /BD | 7 | 5,628 | 0.01% | Call | |
| 44 | Creative Planning | 450 | 4,000 | 0.00% | ||
| 45 | IFP ADVISORS, INC | 216 | 2,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
