| 1 |
Bulldog Investors, LLP |
1,412,685 |
11,598,000 |
12.99% |
|
|
| 2 |
ROYCE & ASSOCIATES LP |
1,233,700 |
10,129,000 |
11.35% |
|
|
| 3 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
1,215,757 |
9,981,000 |
11.18% |
|
|
| 4 |
West Family Investments, Inc. |
943,994 |
7,750,000 |
8.68% |
|
|
| 5 |
MORGAN STANLEY |
849,667 |
6,975,000 |
7.81% |
|
|
| 6 |
DG Capital Management, LLC |
840,684 |
6,902,000 |
7.73% |
|
|
| 7 |
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. |
712,474 |
5,849,000 |
6.55% |
|
|
| 8 |
UBS Group AG |
382,298 |
3,138,000 |
3.52% |
|
|
| 9 |
CREDIT SUISSE AG/ |
376,651 |
3,092,000 |
3.46% |
|
|
| 10 |
AMERIPRISE FINANCIAL INC |
355,226 |
2,916,000 |
3.27% |
|
|
| 11 |
WYNNEFIELD CAPITAL INC |
249,806 |
2,051,000 |
2.30% |
|
|
| 12 |
D. E. Shaw & Co., Inc. |
220,544 |
1,811,000 |
2.03% |
|
|
| 13 |
Arbiter Partners Capital Management LLC |
190,854 |
1,567,000 |
1.76% |
|
|
| 14 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
184,077 |
1,509,000 |
1.69% |
|
|
| 15 |
Ancora Advisors LLC |
179,201 |
1,471,000 |
1.65% |
|
|
| 16 |
CS MCKEE LP |
159,810 |
1,312,000 |
1.47% |
|
|
| 17 |
MILLER VALUE PARTNERS, LLC |
142,600 |
1,171,000 |
1.31% |
|
|
| 18 |
GABELLI FUNDS LLC |
126,000 |
1,034,000 |
1.16% |
|
|
| 19 |
DEUTSCHE BANK AG\ |
118,780 |
974,000 |
1.09% |
|
|
| 20 |
Muzinich & Co., Inc. |
101,726 |
826,000 |
0.93% |
|
|
| 21 |
BlackRock Group LTD |
95,284 |
782,000 |
0.88% |
|
|
| 22 |
VAN ECK ASSOCIATES CORP |
86,696 |
712,000 |
0.80% |
|
|
| 23 |
BANK OF AMERICA CORP /DE/ |
86,404 |
709,000 |
0.79% |
|
|
| 24 |
GAMCO INVESTORS, INC. ET AL |
63,000 |
517,000 |
0.58% |
|
|
| 25 |
Hillsdale Investment Management Inc. |
61,700 |
507,000 |
0.57% |
|
|
| 26 |
Advisors Asset Management, Inc. |
59,806 |
491,000 |
0.55% |
|
|
| 27 |
WELLS FARGO & COMPANY/MN |
54,036 |
444,000 |
0.50% |
|
|
| 28 |
Teton Advisors, Inc. |
45,000 |
369,000 |
0.41% |
|
|
| 29 |
Omega Advisors Inc. |
40,000 |
328,000 |
0.37% |
|
|
| 30 |
DnB Asset Management AS |
36,488 |
299,202 |
0.34% |
|
|
| 31 |
BAIRD FINANCIAL GROUP, INC. |
34,715 |
285,000 |
0.32% |
|
|
| 32 |
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
30,300 |
249,000 |
0.28% |
|
|
| 33 |
TWO SIGMA ADVISERS, LP |
29,435 |
249,000 |
0.28% |
|
|
| 34 |
Jacobus Wealth Management, Inc. |
30,000 |
246,000 |
0.28% |
|
|
| 35 |
Legal & General Group Plc |
27,183 |
223,000 |
0.25% |
|
|
| 36 |
FIRST MANHATTAN CO. LLC. |
20,000 |
164,000 |
0.18% |
|
|
| 37 |
GOLDMAN SACHS GROUP INC |
19,406 |
159,000 |
0.18% |
|
|
| 38 |
BB&T SECURITIES, LLC |
19,351 |
158,000 |
0.18% |
|
|
| 39 |
CITIGROUP INC |
12,597 |
103,000 |
0.12% |
|
|
| 40 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
8,741 |
72,000 |
0.08% |
|
|
| 41 |
ROYAL BANK OF CANADA |
4,545 |
37,000 |
0.04% |
|
|
| 42 |
Thomas J. Herzfeld Advisors, Inc. |
2,618 |
21,000 |
0.02% |
|
|
| 43 |
D.A. DAVIDSON & CO. |
2,500 |
20,000 |
0.02% |
|
|
| 44 |
PineBridge Investments, L.P. |
1,581 |
13,000 |
0.01% |
|
|
| 45 |
Tower Research Capital LLC (TRC) |
1,467 |
12,000 |
0.01% |
|
|
| 46 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
1,286 |
11,000 |
0.01% |
|
|
| 47 |
ENVESTNET ASSET MANAGEMENT INC |
1,323 |
11,000 |
0.01% |
|
|
| 48 |
TRUST CO OF VERMONT |
200 |
2,000 |
0.00% |
|
|
| 49 |
DUNCKER STREETT & CO INC |
275 |
2,000 |
0.00% |
|
|
| 50 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
300 |
2,000 |
0.00% |
|
|
