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MVC CAPITAL INC COM
MVC CAPITAL INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 48 Institutional holders with a total value of $83,783,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WYNNEFIELD CAPITAL INC 1,610,000 13,814,000 16.49%
2 Bulldog Investors, LLP 1,378,812 11,830,000 14.12%
3 ROYCE & ASSOCIATES LP 1,189,400 10,205,000 12.18%
4 West Family Investments, Inc. 1,103,953 9,472,000 11.31%
5 RIVERNORTH CAPITAL MANAGEMENT, LLC 1,065,245 9,140,000 10.91%
6 CREDIT SUISSE AG/ 679,277 5,828,000 6.96%
7 UBS Group AG 404,532 3,471,000 4.14%
8 MORGAN STANLEY 274,538 2,356,000 2.81%
9 PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. 220,294 1,890,000 2.26%
10 Arbiter Partners Capital Management LLC 190,854 1,638,000 1.96%
11 SKANDINAVISKA ENSKILDA BANKEN AB (PUBL) 183,833 1,577,000 1.88%
12 Ancora Advisors LLC 159,972 1,372,000 1.64%
13 MILLER VALUE PARTNERS, LLC 142,600 1,224,000 1.46%
14 Omega Advisors Inc. 129,211 1,109,000 1.32%
15 GABELLI FUNDS LLC 121,000 1,038,000 1.24%
16 BANK OF AMERICA CORP /DE/ 110,152 945,000 1.13%
17 Teton Advisors, Inc. 109,000 935,000 1.12%
18 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 80,000 686,000 0.82%
19 GAMCO INVESTORS, INC. ET AL 68,600 589,000 0.70%
20 Legal & General Group Plc 49,132 421,000 0.50%
21 BOOTHBAY FUND MANAGEMENT, LLC 49,100 421,000 0.50%
22 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 48,900 420,000 0.50%
23 D. E. Shaw & Co., Inc. 48,469 416,000 0.50%
24 Advisors Asset Management, Inc. 38,608 331,000 0.40%
25 EAGLE GLOBAL ADVISORS LLC 37,427 321,000 0.38%
26 CS MCKEE LP 32,750 281,000 0.34%
27 MILLENNIUM MANAGEMENT LLC 32,203 276,000 0.33%
28 Jacobus Wealth Management, Inc. 30,000 257,000 0.31%
29 JPMORGAN CHASE & CO 22,694 195,000 0.23%
30 WELLS FARGO & COMPANY/MN 18,373 158,000 0.19%
31 Saba Capital Management, L.P. 18,000 154,000 0.18%
32 TWO SIGMA ADVISERS, LP 16,752 144,000 0.17%
33 BB&T SECURITIES, LLC 15,951 132,000 0.16%
34 GOLDMAN SACHS GROUP INC 15,167 130,000 0.16%
35 TFS CAPITAL LLC 14,425 124,000 0.15%
36 ACROSPIRE INVESTMENT MANAGEMENT LLC 14,017 120,000 0.14%
37 LADENBURG THALMANN FINANCIAL SERVICES INC. 11,680 100,000 0.12%
38 Hodges Capital Management Inc. 10,000 86,000 0.10%
39 CITIGROUP INC 7,629 65,000 0.08%
40 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 6,263 54,000 0.06%
41 Thomas J. Herzfeld Advisors, Inc. 2,618 22,000 0.03%
42 D.A. DAVIDSON & CO. 1,300 11,000 0.01%
43 Creative Planning 1,000 9,000 0.01%
44 DEUTSCHE BANK AG\ 780 6,000 0.01%
45 MANUFACTURERS LIFE INSURANCE COMPANY, THE 586 5,000 0.01%
46 IFP ADVISORS, INC 216 2,000 0.00%
47 PENSERRA CAPITAL MANAGEMENT LLC 336 2,000 0.00%
48 BARCLAYS PLC 72 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.