| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Saba Capital Management, L.P. | 1,015,067 | 8,993,000 | 35.08% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 304,138 | 2,694,000 | 10.51% | ||
| 3 | CORNERSTONE ADVISORS INC | 222,798 | 1,974,000 | 7.70% | ||
| 4 | BESSEMER GROUP INC | 200,000 | 1,772,000 | 6.91% | ||
| 5 | Invesco Ltd. | 189,162 | 1,676,000 | 6.54% | ||
| 6 | WOLVERINE ASSET MANAGEMENT LLC | 174,852 | 1,549,000 | 6.04% | ||
| 7 | Shaker Financial Services, LLC | 138,860 | 1,230,000 | 4.80% | ||
| 8 | MORGAN STANLEY | 92,999 | 824,000 | 3.21% | ||
| 9 | DOLIVER ADVISORS, LP | 86,169 | 763,000 | 2.98% | ||
| 10 | SHUFRO ROSE & CO LLC | 75,100 | 665,000 | 2.59% | ||
| 11 | Commonwealth Equity Services, Inc | 66,818 | 592,000 | 2.31% | ||
| 12 | LPL Financial LLC | 41,171 | 364,000 | 1.42% | ||
| 13 | ProVise Management Group, LLC | 36,202 | 321,000 | 1.25% | ||
| 14 | CREDIT SUISSE AG/ | 26,667 | 236,000 | 0.92% | ||
| 15 | BANK OF AMERICA CORP /DE/ | 25,592 | 227,000 | 0.89% | ||
| 16 | RAYMOND JAMES & ASSOCIATES | 25,130 | 223,000 | 0.87% | ||
| 17 | ROYAL BANK OF CANADA | 21,660 | 192,000 | 0.75% | ||
| 18 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 19,078 | 169,000 | 0.66% | ||
| 19 | Atria Investments, Inc | 16,529 | 146,000 | 0.57% | ||
| 20 | WELLS FARGO & COMPANY/MN | 16,273 | 144,000 | 0.56% | ||
| 21 | Cambridge Investment Research Advisors, Inc. | 12,919 | 114,000 | 0.44% | ||
| 22 | WEDBUSH SECURITIES INC | 12,047 | 107,000 | 0.42% | ||
| 23 | AMERIPRISE FINANCIAL INC | 10,067 | 89,000 | 0.35% | ||
| 24 | First Allied Advisory Services, Inc. | 10,168 | 88,000 | 0.34% | ||
| 25 | WFG Advisors, LP | 8,980 | 80,000 | 0.31% | ||
| 26 | NEXT Financial Group, Inc | 6,388 | 57,000 | 0.22% | ||
| 27 | MSI Financial Services Inc | 5,966 | 53,000 | 0.21% | ||
| 28 | AMERICAN INTERNATIONAL GROUP, INC. | 5,709 | 50,581 | 0.20% | ||
| 29 | UBS AG | 5,363 | 48,000 | 0.19% | ||
| 30 | Thomas J. Herzfeld Advisors, Inc. | 4,751 | 42,000 | 0.16% | ||
| 31 | Creative Planning | 4,303 | 38,000 | 0.15% | ||
| 32 | Avior Wealth Management, LLC | 3,500 | 31,000 | 0.12% | ||
| 33 | FineMark National Bank & Trust | 3,000 | 27,000 | 0.11% | ||
| 34 | PNC FINANCIAL SERVICES GROUP, INC. | 2,750 | 24,000 | 0.09% | ||
| 35 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,600 | 14,000 | 0.05% | ||
| 36 | DEUTSCHE BANK AG\ | 1,000 | 8,000 | 0.03% | ||
| 37 | CITIGROUP INC | 845 | 7,000 | 0.03% | ||
| 38 | US BANCORP \DE\ | 300 | 3,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
