| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Saba Capital Management, L.P. | 1,960,714 | 16,764,000 | 27.95% | ||
| 2 | ICON ADVISERS INC/CO | 932,333 | 7,971,000 | 13.29% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 756,755 | 6,470,000 | 10.79% | ||
| 4 | RAYMOND JAMES & ASSOCIATES | 713,520 | 6,101,000 | 10.17% | ||
| 5 | Camelot Portfolios, LLC | 485,745 | 4,153,000 | 6.92% | ||
| 6 | WELLS FARGO & COMPANY/MN | 380,972 | 3,258,000 | 5.43% | ||
| 7 | Invesco Ltd. | 327,581 | 2,800,000 | 4.67% | ||
| 8 | RELATIVE VALUE PARTNERS GROUP, LLC | 254,308 | 2,174,000 | 3.62% | ||
| 9 | Yorktown Management & Research Co Inc | 205,019 | 1,753,000 | 2.92% | ||
| 10 | MORGAN STANLEY | 155,545 | 1,330,000 | 2.22% | ||
| 11 | Shaker Financial Services, LLC | 117,827 | 1,007,000 | 1.68% | ||
| 12 | Hedeker Wealth, LLC | 7 | 925,000 | 1.54% | ||
| 13 | CLOUGH CAPITAL PARTNERS L P | 106,600 | 911,000 | 1.52% | ||
| 14 | Bulldog Investors, LLP | 71,219 | 609,000 | 1.02% | ||
| 15 | SHUFRO ROSE & CO LLC | 68,000 | 581,000 | 0.97% | PRN | |
| 16 | LPL Financial LLC | 63,054 | 536,000 | 0.89% | ||
| 17 | Laurion Capital Management LP | 48,374 | 414,000 | 0.69% | ||
| 18 | Commonwealth Equity Services, Inc | 37,012 | 316,000 | 0.53% | ||
| 19 | CSS LLC/IL | 32,763 | 280,000 | 0.47% | ||
| 20 | Capital Investment Advisors, LLC | 31,669 | 271,000 | 0.45% | ||
| 21 | M&T BANK CORP | 27,500 | 235,000 | 0.39% | ||
| 22 | STRATEGIC INVESTMENT MANAGEMENT, LLC | 27,015 | 230,000 | 0.38% | ||
| 23 | UBS Group AG | 13,558 | 116,000 | 0.19% | ||
| 24 | BANK OF AMERICA CORP /DE/ | 13,304 | 114,000 | 0.19% | ||
| 25 | Fiera Capital Corp | 12,815 | 110,000 | 0.18% | ||
| 26 | Thomas J. Herzfeld Advisors, Inc. | 12,133 | 104,000 | 0.17% | ||
| 27 | AMERIPRISE FINANCIAL INC | 11,975 | 102,000 | 0.17% | ||
| 28 | WEDBUSH SECURITIES INC | 11,083 | 95,000 | 0.16% | ||
| 29 | FIFTH THIRD BANCORP | 6,985 | 60,000 | 0.10% | ||
| 30 | FIRST PREMIER BANK | 3,574 | 31,000 | 0.05% | ||
| 31 | Creative Planning | 3,200 | 27,000 | 0.05% | ||
| 32 | ADVISOR GROUP, INC. | 2,639 | 23,000 | 0.04% | ||
| 33 | PNC FINANCIAL SERVICES GROUP, INC. | 2,717 | 23,000 | 0.04% | ||
| 34 | ENVESTNET ASSET MANAGEMENT INC | 1,824 | 16,000 | 0.03% | ||
| 35 | NEXT Financial Group, Inc | 1,927 | 16,000 | 0.03% | ||
| 36 | MSI Financial Services Inc | 1,661 | 14,000 | 0.02% | ||
| 37 | IFP ADVISORS, INC | 1,361 | 12,000 | 0.02% | ||
| 38 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,302 | 11,000 | 0.02% | ||
| 39 | Avior Wealth Management, LLC | 1,000 | 9,000 | 0.02% | ||
| 40 | ROYAL BANK OF CANADA | 911 | 7,000 | 0.01% | ||
| 41 | BRONFMAN E.L. ROTHSCHILD, L.P. | 197 | 2,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
