| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Saba Capital Management, L.P. | 1,743,029 | 13,317,000 | 31.00% | ||
| 2 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 724,733 | 5,537,000 | 12.89% | ||
| 3 | Camelot Portfolios, LLC | 479,376 | 3,662,000 | 8.52% | ||
| 4 | CITIGROUP INC | 385,412 | 2,944,000 | 6.85% | ||
| 5 | Invesco Ltd. | 355,130 | 2,713,000 | 6.31% | ||
| 6 | Yorktown Management & Research Co Inc | 346,899 | 2,650,000 | 6.17% | ||
| 7 | RAYMOND JAMES & ASSOCIATES | 311,251 | 2,378,000 | 5.53% | ||
| 8 | CORNERSTONE ADVISORS INC | 255,765 | 1,954,000 | 4.55% | ||
| 9 | WOLVERINE ASSET MANAGEMENT LLC | 175,336 | 1,339,000 | 3.12% | ||
| 10 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 162,103 | 1,238,000 | 2.88% | ||
| 11 | MORGAN STANLEY | 160,535 | 1,227,000 | 2.86% | ||
| 12 | SHUFRO ROSE & CO LLC | 73,100 | 558,000 | 1.30% | ||
| 13 | LPL Financial LLC | 59,716 | 454,000 | 1.06% | ||
| 14 | Commonwealth Equity Services, Inc | 46,681 | 357,000 | 0.83% | ||
| 15 | Capital Investment Advisors, LLC | 36,842 | 281,000 | 0.65% | ||
| 16 | WELLS FARGO & COMPANY/MN | 30,314 | 232,000 | 0.54% | ||
| 17 | GUGGENHEIM CAPITAL LLC | 29,997 | 229,000 | 0.53% | ||
| 18 | Atria Investments, Inc | 28,761 | 218,000 | 0.51% | ||
| 19 | BANK OF AMERICA CORP /DE/ | 28,417 | 217,000 | 0.51% | ||
| 20 | CREDIT SUISSE AG/ | 26,667 | 204,000 | 0.47% | ||
| 21 | SG Americas Securities, LLC | 24,588 | 188,000 | 0.44% | ||
| 22 | Cambridge Investment Research Advisors, Inc. | 20,353 | 155,000 | 0.36% | ||
| 23 | UBS Group AG | 17,527 | 134,000 | 0.31% | ||
| 24 | WEDBUSH SECURITIES INC | 14,769 | 113,000 | 0.26% | ||
| 25 | Weiss Asset Management LP | 14,459 | 110,000 | 0.26% | ||
| 26 | AMERIPRISE FINANCIAL INC | 13,196 | 101,000 | 0.24% | ||
| 27 | Thomas J. Herzfeld Advisors, Inc. | 12,133 | 93,000 | 0.22% | ||
| 28 | JD CAPITAL MANAGEMENT LLC | 11,672 | 89,000 | 0.21% | ||
| 29 | BANK OF MONTREAL /CAN/ | 7,198 | 55,000 | 0.13% | ||
| 30 | FIFTH THIRD BANCORP | 6,985 | 53,000 | 0.12% | ||
| 31 | Avior Wealth Management, LLC | 3,500 | 27,000 | 0.06% | ||
| 32 | Creative Planning | 3,200 | 24,000 | 0.06% | ||
| 33 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 3,180 | 24,000 | 0.06% | ||
| 34 | AMERICAN INTERNATIONAL GROUP, INC. | 2,639 | 20,000 | 0.05% | ||
| 35 | PNC FINANCIAL SERVICES GROUP, INC. | 2,717 | 20,000 | 0.05% | ||
| 36 | NEXT Financial Group, Inc | 1,927 | 14,000 | 0.03% | ||
| 37 | IFP ADVISORS, INC | 1,361 | 10,000 | 0.02% | ||
| 38 | MSI Financial Services Inc | 1,161 | 9,000 | 0.02% | ||
| 39 | ROYAL BANK OF CANADA | 1,074 | 9,000 | 0.02% | ||
| 40 | DEUTSCHE BANK AG\ | 1,000 | 7,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
