| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Saba Capital Management, L.P. | 1,041,482 | 8,873,000 | 31.90% | ||
| 2 | PT ASSET MANAGEMENT, LLC | 535,386 | 4,561,000 | 16.40% | ||
| 3 | Invesco Ltd. | 232,482 | 1,981,000 | 7.12% | ||
| 4 | CORNERSTONE ADVISORS INC | 222,798 | 1,898,000 | 6.82% | ||
| 5 | GUGGENHEIM CAPITAL LLC | 211,858 | 1,806,000 | 6.49% | ||
| 6 | BESSEMER GROUP INC | 200,000 | 1,704,000 | 6.13% | ||
| 7 | CITIGROUP INC | 118,313 | 1,008,000 | 3.62% | ||
| 8 | MORGAN STANLEY | 94,318 | 803,000 | 2.89% | ||
| 9 | SHUFRO ROSE & CO LLC | 74,100 | 631,000 | 2.27% | ||
| 10 | Shaker Financial Services, LLC | 68,846 | 587,000 | 2.11% | ||
| 11 | Commonwealth Equity Services, Inc | 66,916 | 570,000 | 2.05% | ||
| 12 | Capital Investment Advisors, LLC | 50,700 | 432,000 | 1.55% | ||
| 13 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 40,736 | 347,000 | 1.25% | ||
| 14 | LPL Financial LLC | 38,656 | 329,000 | 1.18% | ||
| 15 | RAYMOND JAMES & ASSOCIATES | 26,808 | 228,000 | 0.82% | ||
| 16 | CREDIT SUISSE AG/ | 26,667 | 227,000 | 0.82% | ||
| 17 | BANK OF AMERICA CORP /DE/ | 25,592 | 218,000 | 0.78% | ||
| 18 | Laurion Capital Management LP | 24,502 | 209,000 | 0.75% | ||
| 19 | ROYAL BANK OF CANADA | 23,693 | 202,000 | 0.73% | ||
| 20 | SG Americas Securities, LLC | 20,223 | 172,000 | 0.62% | ||
| 21 | WELLS FARGO & COMPANY/MN | 14,253 | 122,000 | 0.44% | ||
| 22 | SIGNET FINANCIAL MANAGEMENT, LLC | 13,409 | 114,000 | 0.41% | ||
| 23 | UBS Group AG | 12,482 | 106,000 | 0.38% | ||
| 24 | WEDBUSH SECURITIES INC | 11,297 | 96,000 | 0.35% | ||
| 25 | CTC Alternative Strategies, Ltd. | 11,145 | 94,955 | 0.34% | ||
| 26 | AMERIPRISE FINANCIAL INC | 11,090 | 94,000 | 0.34% | ||
| 27 | MSI Financial Services Inc | 10,000 | 85,000 | 0.31% | ||
| 28 | Creative Planning | 6,103 | 52,000 | 0.19% | ||
| 29 | WFG Advisors, LP | 5,455 | 46,000 | 0.17% | ||
| 30 | Thomas J. Herzfeld Advisors, Inc. | 4,751 | 40,000 | 0.14% | ||
| 31 | Avior Wealth Management, LLC | 3,500 | 30,000 | 0.11% | ||
| 32 | NATIONAL PLANNING CORP | 3,400 | 28,730 | 0.10% | ||
| 33 | FineMark National Bank & Trust | 3,000 | 26,000 | 0.09% | ||
| 34 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,786 | 24,000 | 0.09% | ||
| 35 | AMERICAN INTERNATIONAL GROUP, INC. | 2,639 | 22,484 | 0.08% | ||
| 36 | PNC FINANCIAL SERVICES GROUP, INC. | 2,400 | 20,000 | 0.07% | ||
| 37 | NEXT Financial Group, Inc | 1,927 | 16,000 | 0.06% | ||
| 38 | DEUTSCHE BANK AG\ | 1,000 | 8,000 | 0.03% | ||
| 39 | US BANCORP \DE\ | 300 | 3,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
