| 1 |
Saba Capital Management, L.P. |
1,447,792 |
11,742,000 |
38.05% |
|
|
| 2 |
CITIGROUP INC |
334,122 |
2,710,000 |
8.78% |
|
|
| 3 |
Yorktown Management & Research Co Inc |
326,899 |
2,651,000 |
8.59% |
|
|
| 4 |
Invesco Ltd. |
302,662 |
2,454,000 |
7.95% |
|
|
| 5 |
CORNERSTONE ADVISORS INC |
218,298 |
1,770,000 |
5.74% |
|
|
| 6 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
191,060 |
1,549,000 |
5.02% |
|
|
| 7 |
WOLVERINE ASSET MANAGEMENT LLC |
160,194 |
1,299,000 |
4.21% |
|
|
| 8 |
GUGGENHEIM CAPITAL LLC |
141,288 |
1,145,000 |
3.71% |
|
|
| 9 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
108,179 |
877,000 |
2.84% |
|
|
| 10 |
MORGAN STANLEY |
99,905 |
810,000 |
2.62% |
|
|
| 11 |
SHUFRO ROSE & CO LLC |
74,600 |
605,000 |
1.96% |
|
|
| 12 |
Capital Investment Advisors, LLC |
49,553 |
402,000 |
1.30% |
|
|
| 13 |
Commonwealth Equity Services, Inc |
47,499 |
385,000 |
1.25% |
|
|
| 14 |
LPL Financial LLC |
34,624 |
279,000 |
0.90% |
|
|
| 15 |
WELLS FARGO & COMPANY/MN |
31,725 |
258,000 |
0.84% |
|
|
| 16 |
RAYMOND JAMES & ASSOCIATES |
30,066 |
244,000 |
0.79% |
|
|
| 17 |
BANK OF AMERICA CORP /DE/ |
29,112 |
236,000 |
0.76% |
|
|
| 18 |
CREDIT SUISSE AG/ |
26,667 |
216,000 |
0.70% |
|
|
| 19 |
Atria Investments, Inc |
25,461 |
206,000 |
0.67% |
|
|
| 20 |
Virtu KCG Holdings LLC |
22,354 |
181,000 |
0.59% |
|
|
| 21 |
UBS Group AG |
19,525 |
158,000 |
0.51% |
|
|
| 22 |
WEDBUSH SECURITIES INC |
17,848 |
145,000 |
0.47% |
|
|
| 23 |
PANAGORA ASSET MANAGEMENT INC |
13,912 |
113,000 |
0.37% |
|
|
| 24 |
Thomas J. Herzfeld Advisors, Inc. |
12,133 |
97,000 |
0.31% |
|
|
| 25 |
JD CAPITAL MANAGEMENT LLC |
11,672 |
95,000 |
0.31% |
|
|
| 26 |
AMERIPRISE FINANCIAL INC |
10,122 |
82,000 |
0.27% |
|
|
| 27 |
PNC FINANCIAL SERVICES GROUP, INC. |
3,517 |
29,000 |
0.09% |
|
|
| 28 |
Avior Wealth Management, LLC |
3,500 |
28,000 |
0.09% |
|
|
| 29 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
3,127 |
26,000 |
0.08% |
|
|
| 30 |
AMERICAN INTERNATIONAL GROUP, INC. |
2,639 |
21,402 |
0.07% |
|
|
| 31 |
NEXT Financial Group, Inc |
1,927 |
15,000 |
0.05% |
|
|
| 32 |
ROYAL BANK OF CANADA |
1,622 |
13,000 |
0.04% |
|
|
| 33 |
MSI Financial Services Inc |
1,000 |
8,000 |
0.03% |
|
|
| 34 |
DEUTSCHE BANK AG\ |
1,000 |
8,000 |
0.03% |
|
|
| 35 |
US BANCORP \DE\ |
300 |
2,000 |
0.01% |
|
|
