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NEUBERGER BERMAN INTER MUNI
NEUBERGER BERMAN INTER MUNI. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 32 Institutional holders with a total value of $25,581,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NORTHERN TRUST CORP 10,000 2,000 0.01%
2 Tower Research Capital LLC (TRC) 147 2,000 0.01%
3 CENTRAL TRUST Co 500 8,000 0.03%
4 ADVISOR GROUP, INC. 1,000 17,000 0.07%
5 IFP ADVISORS, INC 1,738 29,000 0.11%
6 Highlander Capital Management, LLC 3,000 50,000 0.20%
7 GENEOS WEALTH MANAGEMENT INC. 3,800 63,000 0.25%
8 Creative Planning 6,006 100,000 0.39%
9 Cambridge Investment Research Advisors, Inc. 11,544 192,000 0.75%
10 Affiance Financial, LLC 11,880 197,000 0.77%
11 Sigma Planning Corp 12,530 208,000 0.81%
12 Bartlett & Co. LLC 12,546 208,000 0.81%
13 Commonwealth Equity Services, Inc 16,503 274,000 1.07%
14 First Allied Advisory Services, Inc. 16,907 281,000 1.10%
15 LPL Financial LLC 19,287 318,000 1.24%
16 RAYMOND JAMES TRUST N.A. 19,193 319,000 1.25%
17 FIRST TRUST ADVISORS LP 21,144 351,000 1.37%
18 Nuveen Asset Management, LLC 28,632 475,000 1.86%
19 GUGGENHEIM CAPITAL LLC 28,931 480,000 1.88%
20 Raymond James Financial Services Advisors, Inc. 29,017 482,000 1.88%
21 ROYAL BANK OF CANADA 35,876 596,000 2.33%
22 VAN ECK ASSOCIATES CORP 41,580 690,000 2.70%
23 RAYMOND JAMES & ASSOCIATES 41,934 696,000 2.72%
24 Horizon Kinetics LLC 42,565 707,000 2.76%
25 NWAM LLC 52,065 864,000 3.38%
26 HighTower Advisors, LLC 55,146 915,000 3.58%
27 ProVise Management Group, LLC 55,792 926,000 3.62%
28 BENJAMIN F. EDWARDS & COMPANY, INC. 75,508 1,253,000 4.90%
29 WELLS FARGO & COMPANY/MN 95,856 1,591,000 6.22%
30 BANK OF AMERICA CORP /DE/ 98,525 1,636,000 6.40%
31 MORGAN STANLEY 105,825 1,757,000 6.87%
32 UBS Group AG 596,022 9,894,000 38.68%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.