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NOVARTIS A G
NOVARTIS A G. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 875 Institutional holders with a total value of $22,081,302,201.
#
Manager Name
Shares
Value ($)
%
Options
Notes
801 Hillsdale Investment Management Inc. 900 83,000 0.00%
802 PAYDEN & RYGEL 876 81,000 0.00%
803 WOLVERINE ASSET MANAGEMENT LLC 800 74,000 0.00%
804 Progressive Investment Management Corp 790 73,000 0.00%
805 Compagnie Lombard Odier SCmA 780 72,000 0.00%
806 Intersect Capital LLC 728 67,000 0.00%
807 ARROW FINANCIAL CORP 700 65,000 0.00%
808 EFG Private Wealth Management (Americas) Corp. 696 64,000 0.00%
809 Tradewinds Capital Management, LLC 666 62,000 0.00%
810 KINGS POINT CAPITAL MANAGEMENT 673 62,000 0.00%
811 Hexavest Inc. 657 61,000 0.00%
812 Polaris Capital Management, LLC 600 56,000 0.00%
813 Barrett Asset Management, LLC 600 56,000 0.00%
814 Kemnay Advisory Services Inc. 600 56,000 0.00%
815 Waverly Advisors, LLC 590 55,000 0.00%
816 Highlander Capital Management, LLC 588 54,000 0.00%
817 HIGH POINT BANK & TRUST CO 583 54,000 0.00%
818 Whitnell & Co. 575 53,000 0.00%
819 ADVANTAGE INVESTMENT MANAGEMENT, LLC 564 52,000 0.00%
820 Ameritas Investment Partners, Inc. 569 52,000 0.00%
821 Financial Management Professionals, Inc. 550 51,000 0.00%
822 Horrell Capital Management, Inc. 550 51,000 0.00%
823 WealthTrust Fairport, LLC 536 50,000 0.00%
824 FNY Managed Accounts LLC 500 46,330 0.00%
825 Glassman Wealth Services 482 45,000 0.00%
826 Commonwealth Financial Services, LLC 471 44,000 0.00%
827 Cornerstone Advisors, Inc. 470 44,000 0.00%
828 Apriem Advisors 475 44,000 0.00%
829 Transamerica Financial Advisors, LLC 450 42,000 0.00%
830 CENTRAL BANK & TRUST CO 430 40,000 0.00%
831 FIRST NATIONAL BANK SIOUX FALLS 429 40,000 0.00%
832 SCHRODER INVESTMENT MANAGEMENT GROUP 420 39,000 0.00%
833 FCM INVESTMENTS/TX 400 37,000 0.00%
834 Brick & Kyle, Associates 400 37,000 0.00%
835 D'Orazio & Associates, Inc. 363 34,000 0.00%
836 LBA Wealth Management, LLC 350 32,000 0.00%
837 Simplicity Solutions, LLC 328 30,392 0.00%
838 Zions Trust, National Association 300 28,000 0.00%
839 Genesis Wealth Advisors, LLC 264 27,189 0.00%
840 Corbenic Partners LLC 276 26,000 0.00%
841 Cable Hill Partners, LLC 251 24,000 0.00%
842 AlphaMark Advisors, LLC 250 23,000 0.00%
843 North Star Investment Management Corp. 225 21,000 0.00%
844 Gary Goldberg Planning Services Inc 230 21,000 0.00%
845 MCF Advisors LLC 228 21,000 0.00%
846 Archford Capital Strategies, LLC 224 21,000 0.00%
847 Capital Advisors, Ltd. LLC 215 20,000 0.00%
848 SUMMIT SECURITIES GROUP LLC 200 19,000 0.00%
849 CANADA LIFE ASSURANCE Co 201 19,000 0.00%
850 Vantage Investment Advisors, LLC 200 19,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.