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NOVARTIS A G
NOVARTIS A G. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 875 Institutional holders with a total value of $22,081,302,201.
#
Manager Name
Shares
Value ($)
%
Options
Notes
851 Gradient Investments LLC 200 19,000 0.00%
852 Exchange Capital Management, Inc. 193 18,000 0.00%
853 WealthTrust-Arizona, LLC 176 16,000 0.00%
854 B. Riley Wealth Management, Inc. 168 15,000 0.00%
855 Lenox Wealth Advisors, LLC 162 15,000 0.00%
856 Spectrum Management Group, LLC 151 14,000 0.00%
857 Burt Wealth Advisors 125 12,000 0.00%
858 Stanford Investment Group, Inc. 131 12,000 0.00%
859 NewSquare Capital LLC 126 12,000 0.00%
860 DELTA ASSET MANAGEMENT LLC/TN 132 12,000 0.00%
861 AllSquare Wealth Management LLC 109 10,000 0.00%
862 PALLADIEM, LLC 100 9,000 0.00%
863 Smithfield Trust Co 100 9,000 0.00%
864 MV CAPITAL MANAGEMENT, INC. 84 8,000 0.00%
865 Hartford Financial Management Inc. 90 8,000 0.00%
866 Hanson & Doremus Investment Management 80 7,000 0.00%
867 Baltimore-Washington Financial Advisors, Inc. 50 5,000 0.00%
868 WOLVERINE ASSET MANAGEMENT LLC 2 3,000 0.00% Call
869 Financial Architects, Inc 4 3,000 0.00% Call
870 SRH ADVISORS, LLC 23 2,000 0.00%
871 HANSEATIC MANAGEMENT SERVICES INC 16 1,000 0.00%
872 M&T BANK CORP 2,200 1,000 0.00% Call
873 SUMMIT SECURITIES GROUP LLC 4 0 0.00% Put
874 WELLS FARGO & COMPANY/MN 100 0 0.00% Put
875 WOLVERINE ASSET MANAGEMENT LLC 1 0 0.00% Put
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.