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CAREDX INC
CAREDX INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 19 Institutional holders with a total value of $33,495,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 TPG Group Holdings (SBS) Advisors, Inc. 1,075,090 7,794,000 23.27%
2 GAGNON SECURITIES LLC 854,239 6,193,000 18.49%
3 DEERFIELD MANAGEMENT COMPANY, L.P. 804,000 5,829,000 17.40%
4 CREDIT SUISSE AG/ 642,099 4,655,000 13.90%
5 Gagnon Advisors, LLC 328,801 2,384,000 7.12%
6 ONTARIO TEACHERS PENSION PLAN BOARD 212,591 1,541,000 4.60%
7 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 175,000 1,232,000 3.68%
8 FEDERATED HERMES, INC. 141,600 1,027,000 3.07%
9 GABELLI FUNDS LLC 125,000 906,000 2.70%
10 GOLDMAN SACHS GROUP INC 98,200 712,000 2.13%
11 DAFNA Capital Management LLC 87,300 633,000 1.89%
12 VANGUARD GROUP INC 38,300 278,000 0.83%
13 OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 25,000 181,000 0.54%
14 ROYCE & ASSOCIATES LP 11,449 83,000 0.25%
15 Tower Research Capital LLC (TRC) 3,189 23,000 0.07%
16 UBS Group AG 1,581 11,000 0.03%
17 DEUTSCHE BANK AG\ 1,000 7,000 0.02%
18 BlackRock Investment Management, LLC 668 5,000 0.01%
19 GLOBEFLEX CAPITAL L P 131 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.