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CAREDX INC
CAREDX INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 25 Institutional holders with a total value of $28,637,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GAGNON SECURITIES LLC 1,765,813 6,269,000 21.89%
2 HIGHLAND CAPITAL MANAGEMENT LP 1,482,521 5,262,000 18.37%
3 PARAGON ASSOCIATES & PARAGON ASSOCIATES II JOINT VENTURE 1,473,800 5,232,000 18.27%
4 TPG Group Holdings (SBS) Advisors, Inc. 1,075,090 3,817,000 13.33%
5 Gagnon Advisors, LLC 952,464 3,381,000 11.81%
6 VANGUARD GROUP INC 316,178 1,122,000 3.92%
7 ROYCE & ASSOCIATES LP 247,618 879,000 3.07%
8 ONTARIO TEACHERS PENSION PLAN BOARD 212,591 755,000 2.64%
9 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 175,000 621,000 2.17%
10 BRIDGEWAY CAPITAL MANAGEMENT, LLC 142,532 506,000 1.77%
11 GABELLI FUNDS LLC 67,432 239,000 0.83%
12 GOLDMAN SACHS GROUP INC 48,167 171,000 0.60%
13 GEODE CAPITAL MANAGEMENT, LLC 43,139 153,000 0.53%
14 BlackRock Fund Advisors 21,534 76,000 0.27%
15 Spark Investment Management LLC 19,700 69,000 0.24%
16 Teton Advisors, Inc. 10,000 36,000 0.13%
17 BlackRock Institutional Trust Company, N.A. 3,063 11,000 0.04%
18 BANK OF AMERICA CORP /DE/ 2,376 8,000 0.03%
19 BlackRock Investment Management, LLC 1,928 7,000 0.02%
20 THOMPSON DAVIS & CO., INC. 2,000 7,000 0.02%
21 Walleye Trading LLC 1,560 6,000 0.02%
22 Tower Research Capital LLC (TRC) 1,210 4,000 0.01%
23 UBS Group AG 1,000 4,000 0.01%
24 MORGAN STANLEY 700 2,000 0.01%
25 BARCLAYS PLC 68 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.