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CAREDX INC
CAREDX INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 26 Institutional holders with a total value of $29,575,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GAGNON SECURITIES LLC 1,089,561 6,042,000 20.43%
2 TPG Group Holdings (SBS) Advisors, Inc. 1,075,090 5,961,000 20.16%
3 DEERFIELD MANAGEMENT COMPANY, L.P. 804,000 4,458,000 15.07%
4 CREDIT SUISSE AG/ 642,377 3,562,000 12.04%
5 Gagnon Advisors, LLC 610,401 3,385,000 11.45%
6 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 175,000 1,232,000 4.17%
7 ONTARIO TEACHERS PENSION PLAN BOARD 212,591 1,179,000 3.99%
8 FEDERATED HERMES, INC. 139,602 774,000 2.62%
9 GABELLI FUNDS LLC 125,000 693,000 2.34%
10 DAFNA Capital Management LLC 123,883 687,000 2.32% SH
11 GOLDMAN SACHS GROUP INC 99,759 553,000 1.87%
12 VANGUARD GROUP INC 46,500 258,000 0.87%
13 Spark Investment Management LLC 34,800 191,000 0.65%
14 PRICE T ROWE ASSOCIATES INC /MD/ 27,735 154,000 0.52%
15 OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 25,000 139,000 0.47%
16 ROYCE & ASSOCIATES LP 22,249 123,000 0.42%
17 HAMILTON LANE ADVISORS LLC 10,244 57,000 0.19%
18 RENAISSANCE TECHNOLOGIES LLC 10,100 56,000 0.19%
19 THOMPSON DAVIS & CO., INC. 3,500 19,000 0.06%
20 MORGAN STANLEY 3,106 17,000 0.06%
21 ACADIAN ASSET MANAGEMENT LLC 2,112 12,000 0.04%
22 Tower Research Capital LLC (TRC) 1,850 10,000 0.03%
23 UBS Group AG 913 5,000 0.02%
24 BlackRock Investment Management, LLC 668 4,000 0.01%
25 DEUTSCHE BANK AG\ 706 3,000 0.01%
26 GLOBEFLEX CAPITAL L P 91 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.