Dark
Light
System
Security
CAREDX INC
CAREDX INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 22 Institutional holders with a total value of $18,745,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GAGNON SECURITIES LLC 1,173,571 4,894,000 26.11%
2 TPG Group Holdings (SBS) Advisors, Inc. 1,075,090 4,483,000 23.92%
3 Gagnon Advisors, LLC 676,968 2,823,000 15.06%
4 PARAGON ASSOCIATES & PARAGON ASSOCIATES II JOINT VENTURE 395,316 1,648,000 8.79%
5 DEERFIELD MANAGEMENT COMPANY, L.P. 229,000 955,000 5.09%
6 ONTARIO TEACHERS PENSION PLAN BOARD 212,591 887,000 4.73%
7 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 175,000 730,000 3.89%
8 DAFNA Capital Management LLC 135,927 567,000 3.02% SH
9 GABELLI FUNDS LLC 125,000 521,000 2.78%
10 GOLDMAN SACHS GROUP INC 85,803 358,000 1.91%
11 VANGUARD GROUP INC 77,215 322,000 1.72%
12 ROYCE & ASSOCIATES LP 60,914 254,000 1.36%
13 Spark Investment Management LLC 27,100 112,000 0.60%
14 GEODE CAPITAL MANAGEMENT, LLC 15,112 63,000 0.34%
15 BRIDGEWAY CAPITAL MANAGEMENT, LLC 10,000 42,000 0.22%
16 MORGAN STANLEY 6,741 28,000 0.15%
17 Tower Research Capital LLC (TRC) 4,719 20,000 0.11%
18 BlackRock Institutional Trust Company, N.A. 4,136 17,000 0.09%
19 THOMPSON DAVIS & CO., INC. 2,000 8,000 0.04%
20 UBS Group AG 1,703 7,000 0.04%
21 BlackRock Investment Management, LLC 948 4,000 0.02%
22 Walleye Trading LLC 400 2,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.