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CAREDX INC
CAREDX INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 23 Institutional holders with a total value of $31,337,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GAGNON SECURITIES LLC 1,178,362 7,542,000 24.07%
2 TPG Group Holdings (SBS) Advisors, Inc. 1,075,090 6,881,000 21.96%
3 PARAGON ASSOCIATES & PARAGON ASSOCIATES II JOINT VENTURE 750,000 4,800,000 15.32%
4 Gagnon Advisors, LLC 676,968 4,333,000 13.83%
5 DEERFIELD MANAGEMENT COMPANY, L.P. 229,000 1,466,000 4.68%
6 ONTARIO TEACHERS PENSION PLAN BOARD 212,591 1,361,000 4.34%
7 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 175,000 1,120,000 3.57%
8 DAFNA Capital Management LLC 136,047 871,000 2.78% SH
9 BRIDGEWAY CAPITAL MANAGEMENT, LLC 90,750 581,000 1.85%
10 VANGUARD GROUP INC 79,915 511,000 1.63%
11 GABELLI FUNDS LLC 75,148 481,000 1.53%
12 ROYCE & ASSOCIATES LP 74,414 476,000 1.52%
13 GOLDMAN SACHS GROUP INC 64,738 414,000 1.32%
14 Spark Investment Management LLC 29,300 187,000 0.60%
15 GEODE CAPITAL MANAGEMENT, LLC 15,112 96,000 0.31%
16 Teton Advisors, Inc. 10,000 64,000 0.20%
17 MORGAN STANLEY 6,741 43,000 0.14%
18 BlackRock Institutional Trust Company, N.A. 4,886 31,000 0.10%
19 UBS Group AG 4,223 27,000 0.09%
20 Tower Research Capital LLC (TRC) 4,224 27,000 0.09%
21 THOMPSON DAVIS & CO., INC. 2,000 13,000 0.04%
22 BlackRock Investment Management, LLC 948 6,000 0.02%
23 BlackRock Fund Advisors 978 6,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.