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CAREDX INC
CAREDX INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 24 Institutional holders with a total value of $24,286,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GAGNON SECURITIES LLC 1,179,514 5,850,000 24.09%
2 TPG Group Holdings (SBS) Advisors, Inc. 1,075,090 5,332,000 21.96%
3 PARAGON ASSOCIATES & PARAGON ASSOCIATES II JOINT VENTURE 753,800 3,739,000 15.40%
4 Gagnon Advisors, LLC 676,968 3,358,000 13.83%
5 DEERFIELD MANAGEMENT COMPANY, L.P. 229,000 1,136,000 4.68%
6 ONTARIO TEACHERS PENSION PLAN BOARD 212,591 1,054,000 4.34%
7 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 175,000 868,000 3.57%
8 DAFNA Capital Management LLC 136,047 675,000 2.78%
9 BRIDGEWAY CAPITAL MANAGEMENT, LLC 90,750 450,000 1.85%
10 ROYCE & ASSOCIATES LP 85,917 426,000 1.75%
11 VANGUARD GROUP INC 80,315 398,000 1.64%
12 GABELLI FUNDS LLC 71,672 355,000 1.46%
13 GOLDMAN SACHS GROUP INC 58,520 290,000 1.19%
14 Spark Investment Management LLC 28,588 141,000 0.58%
15 GEODE CAPITAL MANAGEMENT, LLC 15,112 74,000 0.30%
16 Teton Advisors, Inc. 10,000 50,000 0.21%
17 MORGAN STANLEY 6,741 33,000 0.14%
18 BlackRock Institutional Trust Company, N.A. 4,886 24,000 0.10%
19 THOMPSON DAVIS & CO., INC. 2,000 10,000 0.04%
20 BlackRock Fund Advisors 1,286 6,000 0.02%
21 BlackRock Investment Management, LLC 948 5,000 0.02%
22 UBS Group AG 1,000 5,000 0.02%
23 Walleye Trading LLC 800 4,000 0.02%
24 Tower Research Capital LLC (TRC) 656 3,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.