| 1 |
Saba Capital Management, L.P. |
1,457,187 |
12,940,000 |
46.99% |
|
|
| 2 |
US BANCORP \DE\ |
342,144 |
3,038,000 |
11.03% |
|
|
| 3 |
BNP PARIBAS FINANCIAL MARKETS |
272,741 |
2,421,940 |
8.80% |
|
|
| 4 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
187,570 |
1,665,000 |
6.05% |
|
|
| 5 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
158,477 |
1,407,000 |
5.11% |
|
|
| 6 |
Yorktown Management & Research Co Inc |
155,080 |
1,377,000 |
5.00% |
|
|
| 7 |
GUGGENHEIM CAPITAL LLC |
151,317 |
1,343,000 |
4.88% |
|
|
| 8 |
MORGAN STANLEY |
59,708 |
530,000 |
1.92% |
|
|
| 9 |
RAYMOND JAMES & ASSOCIATES |
49,902 |
443,000 |
1.61% |
|
|
| 10 |
LPL Financial LLC |
40,028 |
357,000 |
1.30% |
|
|
| 11 |
MARINER INVESTMENT GROUP LLC |
38,453 |
341,000 |
1.24% |
|
|
| 12 |
WELLS FARGO & COMPANY/MN |
35,882 |
319,000 |
1.16% |
|
|
| 13 |
AQR ARBITRAGE LLC |
28,872 |
256,000 |
0.93% |
|
|
| 14 |
UBS Group AG |
26,715 |
237,000 |
0.86% |
|
|
| 15 |
CLOUGH CAPITAL PARTNERS L P |
18,900 |
168,000 |
0.61% |
|
|
| 16 |
CITIGROUP INC |
18,071 |
160,000 |
0.58% |
|
|
| 17 |
CORNERSTONE ADVISORS INC |
16,670 |
148,000 |
0.54% |
|
|
| 18 |
SII INVESTMENTS INC/WI |
14,535 |
130,000 |
0.47% |
|
|
| 19 |
Commonwealth Equity Services, Inc |
11,288 |
100,000 |
0.36% |
|
|
| 20 |
BANK OF AMERICA CORP /DE/ |
6,061 |
54,000 |
0.20% |
|
|
| 21 |
Gradient Investments LLC |
3,096 |
27,000 |
0.10% |
|
|
| 22 |
FARMERS & MERCHANTS INVESTMENTS INC |
2,491 |
22,000 |
0.08% |
|
|
| 23 |
BENJAMIN F. EDWARDS & COMPANY, INC. |
1,925 |
17,000 |
0.06% |
|
|
| 24 |
Creative Planning |
1,650 |
15,000 |
0.05% |
|
|
| 25 |
MSI Financial Services Inc |
1,500 |
13,000 |
0.05% |
|
|
| 26 |
DEUTSCHE BANK AG\ |
500 |
4,000 |
0.01% |
|
|
| 27 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
289 |
3,000 |
0.01% |
|
|
| 28 |
Tower Research Capital LLC (TRC) |
60 |
1,000 |
0.00% |
|
|
