| 1 |
Saba Capital Management, L.P. |
1,869,423 |
14,656,000 |
48.73% |
|
|
| 2 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
502,715 |
3,946,000 |
13.12% |
|
|
| 3 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
487,764 |
3,829,000 |
12.73% |
|
|
| 4 |
Carlson Capital, L.P. |
200,000 |
1,570,000 |
5.22% |
|
|
| 5 |
Yorktown Management & Research Co Inc |
180,000 |
1,411,000 |
4.69% |
|
|
| 6 |
GUGGENHEIM CAPITAL LLC |
90,504 |
710,000 |
2.36% |
|
|
| 7 |
Advisors Asset Management, Inc. |
85,216 |
668,000 |
2.22% |
|
|
| 8 |
LPL Financial LLC |
71,363 |
566,000 |
1.88% |
|
|
| 9 |
MORGAN STANLEY |
67,555 |
530,000 |
1.76% |
|
|
| 10 |
US BANCORP \DE\ |
52,963 |
416,000 |
1.38% |
|
|
| 11 |
RAYMOND JAMES & ASSOCIATES |
49,760 |
391,000 |
1.30% |
|
|
| 12 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
37,131 |
291,000 |
0.97% |
|
|
| 13 |
WELLS FARGO & COMPANY/MN |
33,918 |
266,000 |
0.88% |
|
|
| 14 |
AQR ARBITRAGE LLC |
26,320 |
206,000 |
0.68% |
|
|
| 15 |
GOLDMAN SACHS GROUP INC |
22,864 |
179,000 |
0.60% |
|
|
| 16 |
SII INVESTMENTS INC/WI |
14,535 |
114,000 |
0.38% |
|
|
| 17 |
Commonwealth Equity Services, Inc |
11,288 |
89,000 |
0.30% |
|
|
| 18 |
BANK OF AMERICA CORP /DE/ |
11,281 |
89,000 |
0.30% |
|
|
| 19 |
UBS Group AG |
3,967 |
31,000 |
0.10% |
|
|
| 20 |
Gradient Investments LLC |
3,096 |
24,000 |
0.08% |
|
|
| 21 |
FARMERS & MERCHANTS INVESTMENTS INC |
2,491 |
20,000 |
0.07% |
|
|
| 22 |
HUNTINGTON NATIONAL BANK |
2,006 |
16,000 |
0.05% |
|
PRN |
| 23 |
Creative Planning |
1,650 |
13,000 |
0.04% |
|
|
| 24 |
MSI Financial Services Inc |
1,500 |
12,000 |
0.04% |
|
|
| 25 |
CITIGROUP INC |
1,388 |
11,000 |
0.04% |
|
|
| 26 |
BENJAMIN F. EDWARDS & COMPANY, INC. |
1,125 |
9,000 |
0.03% |
|
|
| 27 |
WOLVERINE ASSET MANAGEMENT LLC |
674 |
5,000 |
0.02% |
|
|
| 28 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
539 |
4,000 |
0.01% |
|
|
| 29 |
DEUTSCHE BANK AG\ |
500 |
3,000 |
0.01% |
|
|
| 30 |
AMERICAN INTERNATIONAL GROUP, INC. |
150 |
1,000 |
0.00% |
|
|
| 31 |
BARCLAYS PLC |
62 |
0 |
0.00% |
|
|
