| 1 |
Saba Capital Management, L.P. |
2,188,791 |
17,401,000 |
53.61% |
|
|
| 2 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
516,785 |
4,083,000 |
12.58% |
|
|
| 3 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
487,764 |
3,878,000 |
11.95% |
|
|
| 4 |
Yorktown Management & Research Co Inc |
185,000 |
1,471,000 |
4.53% |
|
|
| 5 |
LPL Financial LLC |
138,063 |
1,113,000 |
3.43% |
|
|
| 6 |
GUGGENHEIM CAPITAL LLC |
81,776 |
650,000 |
2.00% |
|
|
| 7 |
Advisors Asset Management, Inc. |
79,946 |
636,000 |
1.96% |
|
|
| 8 |
MORGAN STANLEY |
61,297 |
487,000 |
1.50% |
|
|
| 9 |
US BANCORP \DE\ |
52,963 |
421,000 |
1.30% |
|
|
| 10 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
45,861 |
365,000 |
1.12% |
|
|
| 11 |
AQR ARBITRAGE LLC |
37,306 |
297,000 |
0.91% |
|
|
| 12 |
RAYMOND JAMES & ASSOCIATES |
30,459 |
242,000 |
0.75% |
|
|
| 13 |
OPERA TRADING CAPITAL |
30,211 |
240,000 |
0.74% |
|
|
| 14 |
MARINER INVESTMENT GROUP LLC |
29,235 |
232,000 |
0.71% |
|
|
| 15 |
WELLS FARGO & COMPANY/MN |
28,340 |
225,000 |
0.69% |
|
|
| 16 |
GOLDMAN SACHS GROUP INC |
18,867 |
150,000 |
0.46% |
|
|
| 17 |
SG Americas Securities, LLC |
17,776 |
141,000 |
0.43% |
|
|
| 18 |
SII INVESTMENTS INC/WI |
14,535 |
115,000 |
0.35% |
|
|
| 19 |
Commonwealth Equity Services, Inc |
10,471 |
83,000 |
0.26% |
|
|
| 20 |
BANK OF AMERICA CORP /DE/ |
10,060 |
80,000 |
0.25% |
|
|
| 21 |
UBS Group AG |
3,967 |
32,000 |
0.10% |
|
|
| 22 |
AMERICAN INTERNATIONAL GROUP, INC. |
3,150 |
25,000 |
0.08% |
|
|
| 23 |
Gradient Investments LLC |
3,096 |
25,000 |
0.08% |
|
|
| 24 |
CITIGROUP INC |
1,782 |
14,000 |
0.04% |
|
|
| 25 |
Creative Planning |
1,650 |
13,000 |
0.04% |
|
|
| 26 |
MSI Financial Services Inc |
1,500 |
12,000 |
0.04% |
|
|
| 27 |
AUSDAL FINANCIAL PARTNERS, INC. |
1,500 |
12,000 |
0.04% |
|
|
| 28 |
IFP ADVISORS, INC |
1,040 |
8,000 |
0.02% |
|
|
| 29 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
539 |
4,000 |
0.01% |
|
|
| 30 |
BRONFMAN E.L. ROTHSCHILD, L.P. |
367 |
3,000 |
0.01% |
|
|
| 31 |
DEUTSCHE BANK AG\ |
500 |
3,000 |
0.01% |
|
|
