| 1 |
Saba Capital Management, L.P. |
2,232,588 |
18,932,000 |
55.12% |
|
|
| 2 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
518,246 |
4,402,000 |
12.82% |
|
|
| 3 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
487,764 |
4,136,000 |
12.04% |
|
|
| 4 |
Yorktown Management & Research Co Inc |
185,000 |
1,569,000 |
4.57% |
|
|
| 5 |
CITIGROUP INC |
85,314 |
723,000 |
2.10% |
|
|
| 6 |
Advisors Asset Management, Inc. |
73,298 |
622,000 |
1.81% |
|
|
| 7 |
BANK OF AMERICA CORP /DE/ |
70,327 |
596,000 |
1.74% |
|
|
| 8 |
MORGAN STANLEY |
65,257 |
553,000 |
1.61% |
|
|
| 9 |
US BANCORP \DE\ |
52,963 |
449,000 |
1.31% |
|
|
| 10 |
Raymond James Financial Services Advisors, Inc. |
52,281 |
443,000 |
1.29% |
|
|
| 11 |
LPL Financial LLC |
49,558 |
417,000 |
1.21% |
|
|
| 12 |
GUGGENHEIM CAPITAL LLC |
32,793 |
278,000 |
0.81% |
|
|
| 13 |
OPERA TRADING CAPITAL |
30,211 |
256,000 |
0.75% |
|
|
| 14 |
Shaker Financial Services, LLC |
25,866 |
219,000 |
0.64% |
|
|
| 15 |
WELLS FARGO & COMPANY/MN |
22,408 |
190,000 |
0.55% |
|
|
| 16 |
SII INVESTMENTS INC/WI |
14,535 |
123,000 |
0.36% |
|
|
| 17 |
RAYMOND JAMES & ASSOCIATES |
13,001 |
110,000 |
0.32% |
|
|
| 18 |
AQR ARBITRAGE LLC |
12,860 |
109,000 |
0.32% |
|
|
| 19 |
Commonwealth Equity Services, Inc |
10,432 |
88,000 |
0.26% |
|
|
| 20 |
UBS Group AG |
3,967 |
34,000 |
0.10% |
|
|
| 21 |
Gradient Investments LLC |
3,096 |
26,000 |
0.08% |
|
|
| 22 |
AMERICAN INTERNATIONAL GROUP, INC. |
3,150 |
26,000 |
0.08% |
|
|
| 23 |
IFP ADVISORS, INC |
2,233 |
19,000 |
0.06% |
|
|
| 24 |
Creative Planning |
1,650 |
14,000 |
0.04% |
|
|
| 25 |
MSI Financial Services Inc |
1,500 |
13,000 |
0.04% |
|
|
| 26 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
95 |
1,000 |
0.00% |
|
|
| 27 |
ROYAL BANK OF CANADA |
100 |
1,000 |
0.00% |
|
|
