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NUVEEN CONNECTICUT QLTY MUN FD
NUVEEN CONNECTICUT QLTY MUN FD. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 35 Institutional holders with a total value of $17,277,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Fiera Capital Corp 234,242 2,879,000 16.66%
2 HighTower Advisors, LLC 138,857 1,706,000 9.87%
3 UBS Group AG 137,322 1,688,000 9.77%
4 Commonwealth Equity Services, Inc 129,620 1,593,000 9.22%
5 LPL Financial LLC 69,877 859,000 4.97%
6 BANK OF AMERICA CORP /DE/ 69,816 858,000 4.97%
7 MORGAN STANLEY 69,471 854,000 4.94%
8 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 67,817 833,000 4.82%
9 Janney Montgomery Scott LLC 55,268 679,000 3.93%
10 DESCHUTES PORTFOLIO STRATEGY, LLC 52,499 645,000 3.73%
11 WELLS FARGO & COMPANY/MN 44,879 552,000 3.19%
12 Edge Wealth Management LLC 40,890 502,000 2.91%
13 Greenwich Wealth Management LLC 40,201 494,000 2.86%
14 MML INVESTORS SERVICES, INC. 35,596 437,000 2.53%
15 STIFEL FINANCIAL CORP 35,000 430,000 2.49%
16 RAYMOND JAMES & ASSOCIATES 26,672 328,000 1.90%
17 DOLIVER ADVISORS, LP 21,340 262,000 1.52%
18 Clear Harbor Asset Management, LLC 19,387 238,000 1.38%
19 Point View Wealth Management, Inc. 18,912 232,000 1.34%
20 Mathes Company, Inc. 13,000 160,000 0.93%
21 Private Advisor Group, LLC 12,212 150,000 0.87%
22 TFS CAPITAL LLC 11,517 142,000 0.82%
23 ATWOOD & PALMER INC 8,929 110,000 0.64%
24 PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC 8,800 108,000 0.63%
25 ROYAL BANK OF CANADA 7,980 98,000 0.57%
26 Catamount Wealth Management 7,308 90,000 0.52%
27 WOLVERINE ASSET MANAGEMENT LLC 6,678 82,000 0.47%
28 BRONFMAN E.L. ROTHSCHILD, L.P. 5,800 71,000 0.41%
29 ADVISOR GROUP, INC. 5,682 70,000 0.41%
30 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 3,691 45,000 0.26%
31 People's United Financial, Inc. 2,100 26,000 0.15%
32 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1,752 22,000 0.13%
33 M&R CAPITAL MANAGEMENT INC 1,600 19,000 0.11%
34 WEBSTER BANK, N. A. 670 8,000 0.05%
35 MANUFACTURERS LIFE INSURANCE COMPANY, THE 584 7,000 0.04%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.