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NUVEEN FLOATING RATE INCOME
NUVEEN FLOATING RATE INCOME. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 76 Institutional holders with a total value of $177,969,342.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 HighTower Advisors, LLC 13,670 154,000 0.09%
52 VICUS CAPITAL 13,250 150,000 0.08%
53 ROYAL BANK OF CANADA 12,982 147,000 0.08%
54 Bank of New York Mellon Corp 10,047 114,000 0.06%
55 Apriem Advisors 9,216 104,000 0.06%
56 Tower Research Capital LLC (TRC) 8,800 99,000 0.06%
57 Focused Wealth Management, Inc 7,850 89,000 0.05%
58 AMERICAN INTERNATIONAL GROUP, INC. 7,397 83,512 0.05%
59 Winslow, Evans & Crocker, Inc. 6,256 70,620 0.04%
60 Transamerica Financial Advisors, LLC 2,894 33,000 0.02%
61 CENTRAL TRUST Co 2,534 29,000 0.02%
62 MassMutual Private Wealth & Trust, FSB 2,500 28,225 0.02%
63 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 2,178 25,000 0.01%
64 MSI Financial Services Inc 2,153 24,000 0.01%
65 NEW ENGLAND SECURITIES CORP /MA/ 1,830 21,000 0.01%
66 CITIGROUP INC 1,651 19,000 0.01%
67 Waverly Advisors, LLC 1,706 19,000 0.01%
68 FIFTH THIRD BANCORP 1,573 18,000 0.01%
69 PNC FINANCIAL SERVICES GROUP, INC. 1,550 17,000 0.01%
70 FOUNDERS BANK & TRUST 1,385 16,000 0.01%
71 WESTPORT RESOURCES MANAGEMENT INC 1,300 15,000 0.01%
72 BARCLAYS PLC 1,398 15,000 0.01%
73 FIRST MANHATTAN CO. LLC. 1,000 11,000 0.01%
74 Thomas J. Herzfeld Advisors, Inc. 800 9,000 0.01%
75 NEXT Financial Group, Inc 420 5,000 0.00%
76 MUFG Americas Holdings Corp 172 2,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.