| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BAILLIE GIFFORD & CO | 2,750,000 | 28,160,000 | 14.14% | ||
| 2 | RESTRUCTURING CAPITAL ASSOCIATES LP | 2,186,153 | 22,386,000 | 11.24% | ||
| 3 | MORGAN STANLEY | 1,815,510 | 18,590,000 | 9.34% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 1,493,274 | 15,291,000 | 7.68% | ||
| 5 | EATON VANCE MANAGEMENT | 1,374,384 | 14,074,000 | 7.07% | ||
| 6 | PRIVATE MANAGEMENT GROUP INC | 1,284,932 | 13,158,000 | 6.61% | ||
| 7 | Invesco Ltd. | 994,345 | 10,182,000 | 5.11% | ||
| 8 | GUGGENHEIM CAPITAL LLC | 816,587 | 8,363,000 | 4.20% | ||
| 9 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 596,621 | 6,109,000 | 3.07% | ||
| 10 | MARINER INVESTMENT GROUP LLC | 463,605 | 4,747,000 | 2.38% | ||
| 11 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 462,039 | 4,731,000 | 2.38% | ||
| 12 | UBS Group AG | 456,368 | 4,673,000 | 2.35% | ||
| 13 | JPMORGAN CHASE & CO | 427,000 | 4,372,000 | 2.20% | ||
| 14 | ENVESTNET ASSET MANAGEMENT INC | 400,286 | 4,099,000 | 2.06% | ||
| 15 | LPL Financial LLC | 399,647 | 4,080,000 | 2.05% | ||
| 16 | WELLS FARGO & COMPANY/MN | 314,036 | 3,216,000 | 1.62% | ||
| 17 | Trust Asset Management LLC | 269,589 | 2,761,000 | 1.39% | ||
| 18 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 269,247 | 2,757,000 | 1.38% | ||
| 19 | COHEN & STEERS, INC. | 211,530 | 2,166,000 | 1.09% | ||
| 20 | Kohlberg Kravis Roberts & Co. L.P. | 208,200 | 2,132,000 | 1.07% | ||
| 21 | Yorktown Management & Research Co Inc | 190,000 | 1,946,000 | 0.98% | ||
| 22 | CREDIT SUISSE AG/ | 142,088 | 1,455,000 | 0.73% | ||
| 23 | Limestone Value Partners, LLC | 138,458 | 1,310,000 | 0.66% | ||
| 24 | Capital Investment Advisors, LLC | 111,707 | 1,144,000 | 0.57% | ||
| 25 | AMERIPRISE FINANCIAL INC | 102,316 | 1,043,000 | 0.52% | ||
| 26 | BLACKROCK ADVISORS LLC | 100,710 | 1,031,000 | 0.52% | ||
| 27 | BAIRD FINANCIAL GROUP, INC. | 96,910 | 992,000 | 0.50% | ||
| 28 | NEWGATE CAPITAL MANAGEMENT LLC | 96,523 | 983,000 | 0.49% | ||
| 29 | SG Americas Securities, LLC | 90,000 | 922,000 | 0.46% | ||
| 30 | Advisors Asset Management, Inc. | 89,793 | 919,000 | 0.46% | ||
| 31 | DRW Securities, LLC | 86,677 | 888,000 | 0.45% | ||
| 32 | CONNING INC. | 85,900 | 880,000 | 0.44% | ||
| 33 | Edgemoor Investment Advisors, Inc. | 84,842 | 869,000 | 0.44% | ||
| 34 | Commonwealth Equity Services, Inc | 69,046 | 707,000 | 0.36% | ||
| 35 | HUNTINGTON NATIONAL BANK | 49,731 | 509,000 | 0.26% | PRN | |
| 36 | Horizon Kinetics LLC | 45,198 | 463,000 | 0.23% | ||
| 37 | Koshinski Asset Management, Inc. | 39,985 | 409,000 | 0.21% | ||
| 38 | Raymond James Financial Services Advisors, Inc. | 38,303 | 392,000 | 0.20% | ||
| 39 | OPTIMUM INVESTMENT ADVISORS | 37,400 | 383,000 | 0.19% | ||
| 40 | SHEETS SMITH WEALTH MANAGEMENT | 36,300 | 372,000 | 0.19% | ||
| 41 | RELATIVE VALUE PARTNERS GROUP, LLC | 35,622 | 365,000 | 0.18% | ||
| 42 | Weiss Asset Management LP | 35,567 | 364,000 | 0.18% | ||
| 43 | Coe Capital Management, LLC | 35,000 | 358,400 | 0.18% | ||
| 44 | TIEMANN INVESTMENT ADVISORS, LLC | 34,182 | 350,000 | 0.18% | ||
| 45 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 32,070 | 329,000 | 0.17% | ||
| 46 | ZAZOVE ASSOCIATES LLC | 32,071 | 328,000 | 0.16% | ||
| 47 | Private Advisor Group, LLC | 31,535 | 323,000 | 0.16% | ||
| 48 | OPPENHEIMER & CO INC | 23,238 | 238,000 | 0.12% | ||
| 49 | Swift Run Capital Management, LLC | 23,000 | 236,000 | 0.12% | ||
| 50 | ROYAL BANK OF CANADA | 20,239 | 207,000 | 0.10% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
