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NUVEEN FLTING RTE INCM OPP FD
NUVEEN FLTING RTE INCM OPP FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 67 Institutional holders with a total value of $91,892,490.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 SHEETS SMITH WEALTH MANAGEMENT 13,400 137,000 0.15%
52 FIRST TRUST ADVISORS LP 11,526 118,000 0.13%
53 RAYMOND JAMES & ASSOCIATES 10,525 108,000 0.12%
54 OPTIMUM INVESTMENT ADVISORS 10,000 103,000 0.11%
55 MSI Financial Services Inc 8,172 83,000 0.09%
56 ADVISOR GROUP, INC. 5,558 56,000 0.06%
57 GENEOS WEALTH MANAGEMENT INC. 4,000 41,000 0.04%
58 PNC FINANCIAL SERVICES GROUP, INC. 3,253 33,000 0.04%
59 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 2,625 27,000 0.03%
60 SeaBridge Investment Advisors LLC 1,670 17,000 0.02%
61 WEALTHPLAN PARTNERS, LLC 1,595 16,365 0.02%
62 NEXT Financial Group, Inc 1,564 16,000 0.02%
63 FIFTH THIRD BANCORP 1,050 11,000 0.01%
64 WFG Advisors, LP 900 9,000 0.01%
65 Creative Planning 700 7,000 0.01%
66 PENSERRA CAPITAL MANAGEMENT LLC 412 4,000 0.00%
67 WOLVERINE TRADING LP /BD 110 1,125 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.