| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS AG | 2,001,353 | 23,936,000 | 26.37% | ||
| 2 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,407,281 | 16,831,000 | 18.54% | ||
| 3 | MORGAN STANLEY | 1,127,335 | 13,483,000 | 14.85% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 621,662 | 7,436,000 | 8.19% | ||
| 5 | Karpus Management, Inc. | 289,873 | 3,467,000 | 3.82% | ||
| 6 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 266,578 | 3,188,000 | 3.51% | ||
| 7 | PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 231,716 | 2,771,000 | 3.05% | ||
| 8 | WELLS FARGO & COMPANY/MN | 183,025 | 2,189,000 | 2.41% | ||
| 9 | Gruss Capital Management LP | 180,603 | 2,160,000 | 2.38% | ||
| 10 | Global Endowment Management, LP | 164,900 | 1,972,000 | 2.17% | ||
| 11 | BB&T SECURITIES, LLC | 13,528 | 1,617,000 | 1.78% | ||
| 12 | TFS CAPITAL LLC | 125,127 | 1,497,000 | 1.65% | ||
| 13 | AQR CAPITAL MANAGEMENT LLC | 104,325 | 1,248,000 | 1.37% | ||
| 14 | ROYAL BANK OF CANADA | 101,003 | 1,208,000 | 1.33% | ||
| 15 | HighTower Advisors, LLC | 92,908 | 1,111,000 | 1.22% | ||
| 16 | FIRST TRUST ADVISORS LP | 64,156 | 767,000 | 0.84% | ||
| 17 | Marathon Partners Equity Management, LLC | 63,000 | 753,000 | 0.83% | ||
| 18 | CTC Alternative Strategies, Ltd. | 54,845 | 655,946 | 0.72% | ||
| 19 | RAYMOND JAMES & ASSOCIATES | 42,969 | 514,000 | 0.57% | ||
| 20 | VAN ECK ASSOCIATES CORP | 39,422 | 471,000 | 0.52% | ||
| 21 | CITY HOLDING CO | 34,000 | 407,000 | 0.45% | ||
| 22 | CREDIT SUISSE AG/ | 33,800 | 404,000 | 0.45% | ||
| 23 | WOLVERINE ASSET MANAGEMENT LLC | 29,606 | 354,000 | 0.39% | ||
| 24 | Dominick & Dominick LLC | 24,814 | 297,000 | 0.33% | ||
| 25 | D.A. DAVIDSON & CO. | 21,000 | 251,000 | 0.28% | ||
| 26 | SignalPoint Asset Management, LLC | 21,009 | 251,000 | 0.28% | ||
| 27 | CITIGROUP INC | 20,679 | 248,000 | 0.27% | ||
| 28 | WEDBUSH SECURITIES INC | 19,006 | 227,000 | 0.25% | ||
| 29 | Thomas J. Herzfeld Advisors, Inc. | 17,520 | 210,000 | 0.23% | ||
| 30 | MARINER INVESTMENT GROUP LLC | 11,914 | 142,000 | 0.16% | ||
| 31 | LPL Financial LLC | 11,350 | 136,000 | 0.15% | ||
| 32 | AMERICAN INTERNATIONAL GROUP, INC. | 10,500 | 125,580 | 0.14% | ||
| 33 | B. Riley Wealth Management, Inc. | 9,400 | 112,000 | 0.12% | ||
| 34 | DEUTSCHE BANK AG\ | 7,150 | 85,000 | 0.09% | ||
| 35 | WHITTIER TRUST CO | 6,400 | 77,000 | 0.08% | ||
| 36 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 5,300 | 63,000 | 0.07% | ||
| 37 | SIGNATUREFD, LLC | 4,402 | 53,000 | 0.06% | ||
| 38 | US BANCORP \DE\ | 2,500 | 30,000 | 0.03% | ||
| 39 | WESTPORT RESOURCES MANAGEMENT INC | 1,500 | 18,000 | 0.02% | ||
| 40 | AMERIPRISE FINANCIAL INC | 1,000 | 12,000 | 0.01% | ||
| 41 | WFG Advisors, LP | 400 | 5,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
