| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS AG | 1,677,100 | 21,115,000 | 25.02% | ||
| 2 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,407,281 | 17,718,000 | 21.00% | ||
| 3 | MORGAN STANLEY | 864,776 | 10,888,000 | 12.90% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 504,483 | 6,352,000 | 7.53% | ||
| 5 | Karpus Management, Inc. | 283,510 | 3,569,000 | 4.23% | ||
| 6 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 270,478 | 3,405,000 | 4.04% | ||
| 7 | WELLS FARGO & COMPANY/MN | 245,412 | 3,089,000 | 3.66% | ||
| 8 | PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 232,381 | 2,926,000 | 3.47% | ||
| 9 | BB&T SECURITIES, LLC | 16,335 | 2,056,000 | 2.44% | ||
| 10 | ROYAL BANK OF CANADA | 116,017 | 1,461,000 | 1.73% | ||
| 11 | AQR CAPITAL MANAGEMENT LLC | 99,477 | 1,252,000 | 1.48% | ||
| 12 | HighTower Advisors, LLC | 98,314 | 1,238,000 | 1.47% | ||
| 13 | TFS CAPITAL LLC | 77,421 | 975,000 | 1.16% | ||
| 14 | RAYMOND JAMES & ASSOCIATES | 76,993 | 969,000 | 1.15% | ||
| 15 | FIRST TRUST ADVISORS LP | 74,274 | 935,000 | 1.11% | ||
| 16 | GUGGENHEIM CAPITAL LLC | 67,303 | 847,000 | 1.00% | ||
| 17 | CTC Alternative Strategies, Ltd. | 54,845 | 690,498 | 0.82% | ||
| 18 | VAN ECK ASSOCIATES CORP | 47,518 | 598,000 | 0.71% | ||
| 19 | CREDIT SUISSE AG/ | 33,800 | 426,000 | 0.50% | ||
| 20 | CITY HOLDING CO | 34,000 | 417,000 | 0.49% | ||
| 21 | BARCLAYS PLC | 28,994 | 349,000 | 0.41% | ||
| 22 | D.A. DAVIDSON & CO. | 25,000 | 314,000 | 0.37% | ||
| 23 | Dominick & Dominick LLC | 24,409 | 307,000 | 0.36% | ||
| 24 | JANE STREET GROUP, LLC | 23,861 | 300,000 | 0.36% | ||
| 25 | SignalPoint Asset Management, LLC | 21,009 | 265,000 | 0.31% | ||
| 26 | WEDBUSH SECURITIES INC | 19,798 | 249,000 | 0.30% | ||
| 27 | CITIGROUP INC | 18,700 | 235,000 | 0.28% | ||
| 28 | Thomas J. Herzfeld Advisors, Inc. | 17,520 | 221,000 | 0.26% | ||
| 29 | LPL Financial LLC | 17,306 | 218,000 | 0.26% | ||
| 30 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 14,934 | 188,000 | 0.22% | ||
| 31 | WHITTIER TRUST CO OF NEVADA INC | 10,000 | 126,000 | 0.15% | ||
| 32 | B. Riley Wealth Management, Inc. | 8,450 | 106,000 | 0.13% | ||
| 33 | AMERICAN INTERNATIONAL GROUP, INC. | 7,900 | 99,461 | 0.12% | ||
| 34 | DEUTSCHE BANK AG\ | 7,150 | 90,000 | 0.11% | ||
| 35 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 6,700 | 84,000 | 0.10% | ||
| 36 | WHITTIER TRUST CO | 6,400 | 81,000 | 0.10% | ||
| 37 | SIGNATUREFD, LLC | 4,402 | 55,000 | 0.07% | ||
| 38 | B. Riley Wealth Advisors, Inc. | 4,000 | 50,360 | 0.06% | ||
| 39 | Edge Wealth Management LLC | 3,800 | 48,000 | 0.06% | ||
| 40 | US BANCORP \DE\ | 2,500 | 31,000 | 0.04% | ||
| 41 | WESTPORT RESOURCES MANAGEMENT INC | 1,500 | 19,000 | 0.02% | ||
| 42 | AMERIPRISE FINANCIAL INC | 1,000 | 13,000 | 0.02% | ||
| 43 | WFG Advisors, LP | 400 | 5,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
