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NUVEEN INTER DURATION MN TMF
NUVEEN INTER DURATION MN TMF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 43 Institutional holders with a total value of $168,695,614.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GFS Advisors, LLC 582,683 43,745,000 25.93%
2 USCA RIA LLC 582,683 43,745,000 25.93%
3 UBS Group AG 1,312,243 17,479,000 10.36%
4 MORGAN STANLEY 1,308,478 17,429,000 10.33%
5 WELLS FARGO & COMPANY/MN 554,099 7,381,000 4.38%
6 BANK OF AMERICA CORP /DE/ 531,362 7,078,000 4.20%
7 PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. 378,422 5,041,000 2.99%
8 GUGGENHEIM CAPITAL LLC 276,186 3,678,000 2.18%
9 HighTower Advisors, LLC 165,965 2,212,000 1.31%
10 RAYMOND JAMES & ASSOCIATES 159,924 2,130,000 1.26%
11 Raymond James Financial Services Advisors, Inc. 155,762 2,075,000 1.23%
12 ROYAL BANK OF CANADA 151,743 2,021,000 1.20%
13 PROFICIO CAPITAL PARTNERS LLC 141,766 1,888,000 1.12%
14 FCA CORP /TX 121,662 1,621,000 0.96%
15 VAN ECK ASSOCIATES CORP 101,609 1,353,000 0.80%
16 Horizon Kinetics LLC 101,254 1,349,000 0.80%
17 LPL Financial LLC 91,778 1,239,000 0.73%
18 FIRST TRUST ADVISORS LP 67,201 895,000 0.53%
19 WHITTIER TRUST CO OF NEVADA INC 65,978 879,000 0.52%
20 AMERIPRISE FINANCIAL INC 54,231 722,000 0.43%
21 EP Wealth Advisors, LLC 44,932 598,000 0.35%
22 D.A. DAVIDSON & CO. 39,000 519,000 0.31%
23 Edge Wealth Management LLC 36,209 482,000 0.29%
24 Advisory Services Network, LLC 29,000 386,000 0.23%
25 CITY HOLDING CO 26,170 349,000 0.21%
26 BB&T SECURITIES, LLC 23,000 306,000 0.18%
27 Cambridge Investment Research Advisors, Inc. 22,827 304,000 0.18%
28 STIFEL FINANCIAL CORP 22,700 302,000 0.18%
29 Janney Montgomery Scott LLC 22,255 296,000 0.18%
30 BENJAMIN F. EDWARDS & COMPANY, INC. 19,512 260,000 0.15%
31 LADENBURG THALMANN FINANCIAL SERVICES INC. 19,500 260,000 0.15%
32 AMERICAN INTERNATIONAL GROUP, INC. 12,445 166,000 0.10%
33 BAIRD FINANCIAL GROUP, INC. 12,000 160,000 0.09%
34 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 7,790 104,000 0.06%
35 MSI Financial Services Inc 4,209 56,000 0.03%
36 Mraz, Amerine & Associates, Inc. 3,950 52,614 0.03%
37 DEUTSCHE BANK AG\ 3,000 39,000 0.02%
38 Carnick & Kubik, LLC 2,776 37,000 0.02%
39 IFP ADVISORS, INC 2,581 34,000 0.02%
40 GENOVESE BURFORD & BROTHERS WEALTH & RETIREMENT PLAN MANAGEMENT, LLC 900 11,000 0.01%
41 INTEGRATED WEALTH MANAGEMENT 450 6,000 0.00%
42 Gradient Investments LLC 350 5,000 0.00%
43 WFG Advisors, LP 202 3,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.