| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 1,678,823 | 20,566,000 | 26.79% | ||
| 2 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,210,223 | 14,825,000 | 19.31% | ||
| 3 | MORGAN STANLEY | 806,529 | 9,880,000 | 12.87% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 543,357 | 6,656,000 | 8.67% | ||
| 5 | WELLS FARGO & COMPANY/MN | 446,603 | 5,471,000 | 7.13% | ||
| 6 | PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 258,500 | 3,167,000 | 4.13% | ||
| 7 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 197,553 | 2,420,000 | 3.15% | ||
| 8 | ROYAL BANK OF CANADA | 145,122 | 1,778,000 | 2.32% | ||
| 9 | HighTower Advisors, LLC | 123,494 | 1,513,000 | 1.97% | ||
| 10 | GUGGENHEIM CAPITAL LLC | 114,902 | 1,408,000 | 1.83% | ||
| 11 | FIRST TRUST ADVISORS LP | 74,739 | 916,000 | 1.19% | ||
| 12 | WHITTIER TRUST CO OF NEVADA INC | 72,793 | 892,000 | 1.16% | ||
| 13 | VAN ECK ASSOCIATES CORP | 60,963 | 747,000 | 0.97% | ||
| 14 | RAYMOND JAMES & ASSOCIATES | 57,857 | 709,000 | 0.92% | ||
| 15 | Edge Wealth Management LLC | 55,658 | 680,000 | 0.89% | ||
| 16 | AMERIPRISE FINANCIAL INC | 52,025 | 637,000 | 0.83% | ||
| 17 | CITY HOLDING CO | 34,000 | 417,000 | 0.54% | ||
| 18 | USCA RIA LLC | 32,900 | 403,000 | 0.52% | ||
| 19 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 32,758 | 401,000 | 0.52% | ||
| 20 | D.A. DAVIDSON & CO. | 28,000 | 343,000 | 0.45% | ||
| 21 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 27,559 | 338,000 | 0.44% | ||
| 22 | Virtu KCG Holdings LLC | 26,300 | 322,000 | 0.42% | ||
| 23 | BB&T SECURITIES, LLC | 25,131 | 307,000 | 0.40% | ||
| 24 | SignalPoint Asset Management, LLC | 19,009 | 246,000 | 0.32% | ||
| 25 | LPL Financial LLC | 18,104 | 221,000 | 0.29% | ||
| 26 | Janney Montgomery Scott LLC | 16,741 | 205,083 | 0.27% | ||
| 27 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 14,731 | 180,000 | 0.23% | ||
| 28 | CITADEL ADVISORS LLC | 14,491 | 178,000 | 0.23% | ||
| 29 | WEDBUSH SECURITIES INC | 14,377 | 176,000 | 0.23% | ||
| 30 | ASPIRIANT, LLC | 13,000 | 159,000 | 0.21% | ||
| 31 | AMERICAN INTERNATIONAL GROUP, INC. | 11,385 | 139,466 | 0.18% | ||
| 32 | STIFEL FINANCIAL CORP | 10,000 | 123,000 | 0.16% | ||
| 33 | BENJAMIN F. EDWARDS & COMPANY, INC. | 8,908 | 109,000 | 0.14% | ||
| 34 | CITIGROUP INC | 6,200 | 76,000 | 0.10% | ||
| 35 | DEUTSCHE BANK AG\ | 5,000 | 61,000 | 0.08% | ||
| 36 | SIGNATUREFD, LLC | 4,402 | 54,000 | 0.07% | ||
| 37 | US BANCORP \DE\ | 1,922 | 24,000 | 0.03% | ||
| 38 | FIFTH THIRD BANCORP | 625 | 8,000 | 0.01% | ||
| 39 | INTEGRATED WEALTH MANAGEMENT | 450 | 6,000 | 0.01% | ||
| 40 | Tower Research Capital LLC (TRC) | 263 | 3,000 | 0.00% | ||
| 41 | WFG Advisors, LP | 202 | 2,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
