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NUVEEN INTER DURATION MN TMF
NUVEEN INTER DURATION MN TMF. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 43 Institutional holders with a total value of $84,881,875.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 1,661,741 20,772,000 24.47%
2 RIVERNORTH CAPITAL MANAGEMENT, LLC 1,392,832 17,410,000 20.51%
3 MORGAN STANLEY 892,396 11,155,000 13.14%
4 BANK OF AMERICA CORP /DE/ 493,333 6,167,000 7.27%
5 WELLS FARGO & COMPANY/MN 381,887 4,774,000 5.62%
6 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 298,378 3,730,000 4.39%
7 PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. 246,575 3,082,000 3.63%
8 BB&T SECURITIES, LLC 21,931 2,741,000 3.23%
9 GUGGENHEIM CAPITAL LLC 127,970 1,600,000 1.88%
10 ROYAL BANK OF CANADA 116,676 1,458,000 1.72%
11 HighTower Advisors, LLC 107,275 1,341,000 1.58%
12 Karpus Management, Inc. 79,618 995,000 1.17%
13 FIRST TRUST ADVISORS LP 73,543 919,000 1.08%
14 RAYMOND JAMES & ASSOCIATES 72,023 900,000 1.06%
15 WHITTIER TRUST CO OF NEVADA INC 63,093 789,000 0.93%
16 AQR CAPITAL MANAGEMENT LLC 62,656 783,000 0.92%
17 AMERIPRISE FINANCIAL INC 55,500 694,000 0.82%
18 CTC Alternative Strategies, Ltd. 54,845 685,562 0.81%
19 VAN ECK ASSOCIATES CORP 48,766 610,000 0.72%
20 Virtu KCG Holdings LLC 38,677 483,000 0.57%
21 SG Americas Securities, LLC 37,258 466,000 0.55%
22 CITY HOLDING CO 34,000 425,000 0.50%
23 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 32,451 406,000 0.48%
24 D.A. DAVIDSON & CO. 28,000 350,000 0.41%
25 WEDBUSH SECURITIES INC 24,767 310,000 0.37%
26 Dominick & Dominick LLC 22,972 287,000 0.34%
27 SignalPoint Asset Management, LLC 19,009 238,000 0.28%
28 LPL Financial LLC 17,390 217,000 0.26%
29 CITIGROUP INC 14,200 178,000 0.21%
30 ASPIRIANT, LLC 13,000 163,000 0.19%
31 CITADEL ADVISORS LLC 11,547 144,000 0.17%
32 AMERICAN INTERNATIONAL GROUP, INC. 9,385 117,313 0.14%
33 B. Riley Wealth Management, Inc. 7,950 99,000 0.12%
34 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,700 84,000 0.10%
35 B. Riley Wealth Advisors, Inc. 5,700 71,000 0.08%
36 SIGNATUREFD, LLC 4,402 55,000 0.06%
37 BENJAMIN F. EDWARDS & COMPANY, INC. 4,100 51,000 0.06%
38 REGENTATLANTIC CAPITAL LLC 4,000 50,000 0.06%
39 Leisure Capital Management 2,387 30,000 0.04%
40 Edge Wealth Management LLC 1,600 20,000 0.02%
41 WESTPORT RESOURCES MANAGEMENT INC 1,500 19,000 0.02%
42 FIFTH THIRD BANCORP 667 8,000 0.01%
43 WFG Advisors, LP 400 5,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.