| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 1,708,715 | 22,145,000 | 25.91% | ||
| 2 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,286,822 | 16,677,000 | 19.51% | ||
| 3 | MORGAN STANLEY | 889,779 | 11,531,000 | 13.49% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 593,375 | 7,690,000 | 9.00% | ||
| 5 | WELLS FARGO & COMPANY/MN | 354,426 | 4,594,000 | 5.38% | ||
| 6 | PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 247,155 | 3,203,000 | 3.75% | ||
| 7 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 231,678 | 3,003,000 | 3.51% | ||
| 8 | BB&T SECURITIES, LLC | 21,931 | 2,842,000 | 3.33% | ||
| 9 | ROYAL BANK OF CANADA | 134,976 | 1,749,000 | 2.05% | ||
| 10 | GUGGENHEIM CAPITAL LLC | 124,840 | 1,618,000 | 1.89% | ||
| 11 | HighTower Advisors, LLC | 110,466 | 1,432,000 | 1.68% | ||
| 12 | FIRST TRUST ADVISORS LP | 75,735 | 982,000 | 1.15% | ||
| 13 | WHITTIER TRUST CO OF NEVADA INC | 67,793 | 879,000 | 1.03% | ||
| 14 | RAYMOND JAMES & ASSOCIATES | 63,779 | 827,000 | 0.97% | ||
| 15 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 56,434 | 731,000 | 0.86% | ||
| 16 | AMERIPRISE FINANCIAL INC | 55,700 | 722,000 | 0.84% | ||
| 17 | VAN ECK ASSOCIATES CORP | 54,208 | 703,000 | 0.82% | ||
| 18 | Virtu KCG Holdings LLC | 43,592 | 565,000 | 0.66% | ||
| 19 | USCA RIA LLC | 42,900 | 556,000 | 0.65% | ||
| 20 | CITY HOLDING CO | 34,000 | 441,000 | 0.52% | ||
| 21 | D.A. DAVIDSON & CO. | 28,000 | 362,000 | 0.42% | ||
| 22 | Edge Wealth Management LLC | 25,160 | 326,000 | 0.38% | ||
| 23 | SignalPoint Asset Management, LLC | 19,009 | 246,000 | 0.29% | ||
| 24 | WEDBUSH SECURITIES INC | 18,929 | 245,000 | 0.29% | ||
| 25 | LPL Financial LLC | 17,945 | 233,000 | 0.27% | ||
| 26 | ASPIRIANT, LLC | 14,945 | 194,000 | 0.23% | ||
| 27 | CITIGROUP INC | 13,566 | 176,000 | 0.21% | ||
| 28 | STIFEL FINANCIAL CORP | 10,000 | 130,000 | 0.15% | ||
| 29 | DEUTSCHE BANK AG\ | 10,000 | 128,000 | 0.15% | ||
| 30 | AMERICAN INTERNATIONAL GROUP, INC. | 9,385 | 121,630 | 0.14% | ||
| 31 | BENJAMIN F. EDWARDS & COMPANY, INC. | 8,000 | 104,000 | 0.12% | ||
| 32 | B. Riley Wealth Management, Inc. | 7,500 | 97,000 | 0.11% | ||
| 33 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 6,719 | 87,000 | 0.10% | ||
| 34 | SIGNATUREFD, LLC | 4,402 | 57,000 | 0.07% | ||
| 35 | PNC FINANCIAL SERVICES GROUP, INC. | 2,200 | 28,000 | 0.03% | ||
| 36 | WESTPORT RESOURCES MANAGEMENT INC | 1,500 | 19,000 | 0.02% | ||
| 37 | FIFTH THIRD BANCORP | 667 | 9,000 | 0.01% | ||
| 38 | INTEGRATED WEALTH MANAGEMENT | 450 | 5,000 | 0.01% | ||
| 39 | WFG Advisors, LP | 400 | 5,000 | 0.01% | ||
| 40 | US BANCORP \DE\ | 422 | 5,000 | 0.01% | ||
| 41 | MUFG Americas Holdings Corp | 116 | 2,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
