| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Winslow, Evans & Crocker, Inc. | 930 | 12,586 | 0.02% | ||
| 2 | GUPTA WEALTH MANAGEMENT LLC | 1,545 | 21,000 | 0.04% | ||
| 3 | DEUTSCHE BANK AG\ | 1,726 | 23,000 | 0.04% | ||
| 4 | CITIGROUP INC | 1,762 | 24,000 | 0.05% | ||
| 5 | CITY HOLDING CO | 2,060 | 28,000 | 0.05% | ||
| 6 | AMERICAN INTERNATIONAL GROUP, INC. | 3,079 | 41,666 | 0.08% | ||
| 7 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 5,735 | 78,000 | 0.15% | ||
| 8 | AMERIPRISE FINANCIAL INC | 11,970 | 162,000 | 0.31% | ||
| 9 | FIC CAPITAL INC | 12,260 | 166,000 | 0.31% | ||
| 10 | MACKAY SHIELDS LLC | 12,886 | 174,000 | 0.33% | ||
| 11 | GARRISON BRADFORD & ASSOCIATES INC | 13,393 | 181,000 | 0.34% | ||
| 12 | Commonwealth Equity Services, Inc | 13,566 | 184,000 | 0.35% | ||
| 13 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 14,458 | 196,000 | 0.37% | ||
| 14 | NWAM LLC | 15,000 | 205,000 | 0.39% | ||
| 15 | MSI Financial Services Inc | 22,943 | 310,000 | 0.59% | ||
| 16 | Clear Harbor Asset Management, LLC | 23,878 | 323,000 | 0.61% | ||
| 17 | AQR ARBITRAGE LLC | 27,305 | 370,000 | 0.70% | ||
| 18 | LPL Financial LLC | 32,449 | 446,000 | 0.84% | ||
| 19 | DOLIVER ADVISORS, LP | 42,475 | 575,000 | 1.09% | ||
| 20 | ROYAL BANK OF CANADA | 44,859 | 607,000 | 1.15% | ||
| 21 | HighTower Advisors, LLC | 45,265 | 613,000 | 1.16% | ||
| 22 | Samson Capital Advisors LLC | 94,718 | 1,282,000 | 2.42% | ||
| 23 | WELLS FARGO & COMPANY/MN | 97,600 | 1,321,000 | 2.50% | ||
| 24 | Horizon Kinetics LLC | 110,104 | 1,490,000 | 2.82% | ||
| 25 | UBS Group AG | 110,340 | 1,493,000 | 2.82% | ||
| 26 | MORGAN STANLEY | 115,128 | 1,558,000 | 2.95% | ||
| 27 | LAZARD ASSET MANAGEMENT LLC | 117,805 | 1,595,000 | 3.02% | PRN | |
| 28 | Invesco Ltd. | 135,378 | 1,832,000 | 3.46% | ||
| 29 | Karpus Management, Inc. | 212,829 | 2,880,000 | 5.45% | ||
| 30 | 683 Capital Management, LLC | 258,525 | 3,498,000 | 6.62% | ||
| 31 | BANK OF AMERICA CORP /DE/ | 395,935 | 5,358,000 | 10.13% | ||
| 32 | GUGGENHEIM CAPITAL LLC | 559,418 | 7,573,000 | 14.32% | ||
| 33 | Tortoise Investment Management, LLC | 1,349,235 | 18,258,000 | 34.53% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
