| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Invesco Ltd. | 1,672,497 | 16,224,000 | 12.90% | ||
| 2 | COHEN & STEERS, INC. | 1,608,313 | 15,601,000 | 12.40% | ||
| 3 | MORGAN STANLEY | 1,296,321 | 12,574,000 | 9.99% | ||
| 4 | WELLS FARGO & COMPANY/MN | 953,247 | 9,246,000 | 7.35% | ||
| 5 | Advisors Asset Management, Inc. | 842,208 | 8,169,000 | 6.49% | ||
| 6 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 758,544 | 7,358,000 | 5.85% | ||
| 7 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 708,645 | 6,874,000 | 5.46% | ||
| 8 | GUGGENHEIM CAPITAL LLC | 654,981 | 6,352,000 | 5.05% | ||
| 9 | TRUST & FIDUCIARY MANAGEMENT SERVICES INC | 461,709 | 4,478,000 | 3.56% | ||
| 10 | UBS AG | 280,934 | 2,725,000 | 2.17% | ||
| 11 | LPL Financial LLC | 261,349 | 2,535,000 | 2.02% | ||
| 12 | Algebris Investments (UK) LLP | 260,000 | 2,522,000 | 2.00% | ||
| 13 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 219,854 | 2,133,000 | 1.70% | ||
| 14 | Capital Investment Advisors, LLC | 207,400 | 2,012,000 | 1.60% | ||
| 15 | AQR CAPITAL MANAGEMENT LLC | 180,304 | 1,749,000 | 1.39% | ||
| 16 | ROYAL BANK OF CANADA | 171,933 | 1,668,000 | 1.33% | ||
| 17 | JPMORGAN CHASE & CO | 160,472 | 1,557,000 | 1.24% | ||
| 18 | BANK OF AMERICA CORP /DE/ | 153,632 | 1,490,000 | 1.18% | ||
| 19 | SIT INVESTMENT ASSOCIATES INC | 131,080 | 1,271,000 | 1.01% | ||
| 20 | Eos Management, L.P. | 126,415 | 1,226,000 | 0.97% | ||
| 21 | STIFEL FINANCIAL CORP | 125,410 | 1,216,000 | 0.97% | ||
| 22 | Edge Wealth Management LLC | 116,246 | 1,128,000 | 0.90% | ||
| 23 | Robert W. Baird & Co. Inc | 93,142 | 903,000 | 0.72% | ||
| 24 | FIRST TRUST ADVISORS LP | 92,066 | 893,000 | 0.71% | ||
| 25 | DIXON HUBARD FEINOUR & BROWN INC/VA | 82,900 | 804,000 | 0.64% | ||
| 26 | Global Endowment Management, LP | 75,800 | 735,000 | 0.58% | ||
| 27 | Commonwealth Equity Services, Inc | 74,660 | 724,000 | 0.58% | ||
| 28 | MERIDIAN INVESTMENT COUNSEL INC. | 74,450 | 722,000 | 0.57% | ||
| 29 | Cutter & CO Brokerage, Inc. | 74,278 | 720,000 | 0.57% | ||
| 30 | HL FINANCIAL SERVICES LLC | 70,238 | 681,000 | 0.54% | ||
| 31 | Jefferies Group LLC | 70,000 | 679,000 | 0.54% | ||
| 32 | CREDIT SUISSE AG/ | 69,875 | 678,000 | 0.54% | ||
| 33 | VSR Financial Services, Inc. | 66,688 | 647,000 | 0.51% | ||
| 34 | NOESIS CAPITAL MANGEMENT CORP | 58,025 | 563,000 | 0.45% | SH | |
| 35 | CHARTIST INC /CA/ | 20,000 | 471,000 | 0.37% | ||
| 36 | DOLIVER ADVISORS, LP | 47,672 | 462,000 | 0.37% | ||
| 37 | Cambridge Investment Research Advisors, Inc. | 39,300 | 381,000 | 0.30% | ||
| 38 | GOLDMAN SACHS GROUP INC | 33,895 | 329,000 | 0.26% | ||
| 39 | HighTower Advisors, LLC | 33,336 | 323,000 | 0.26% | ||
| 40 | Winslow, Evans & Crocker, Inc. | 31,662 | 307,121 | 0.24% | ||
| 41 | RAYMOND JAMES & ASSOCIATES | 30,341 | 294,000 | 0.23% | ||
| 42 | ANCHOR CAPITAL ADVISORS LLC | 30,000 | 291,000 | 0.23% | ||
| 43 | NATIONAL PLANNING CORP | 28,676 | 278,000 | 0.22% | ||
| 44 | VICUS CAPITAL | 27,499 | 267,000 | 0.21% | ||
| 45 | AMERIPRISE FINANCIAL INC | 26,351 | 256,000 | 0.20% | ||
| 46 | Janney Montgomery Scott LLC | 24,790 | 240,463 | 0.19% | ||
| 47 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 21,725 | 211,000 | 0.17% | ||
| 48 | NORTHERN TRUST CORP | 18,857 | 183,000 | 0.15% | ||
| 49 | First Allied Advisory Services, Inc. | 18,513 | 181,000 | 0.14% | ||
| 50 | BlueCrest Capital Management LLP | 17,713 | 172,000 | 0.14% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
