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NUVEEN PFD INCOME OPPORTUN
NUVEEN PFD INCOME OPPORTUN. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 87 Institutional holders with a total value of $142,334,103.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,649,746 15,772,000 11.08%
2 COHEN & STEERS, INC. 1,608,004 15,373,000 10.80%
3 Invesco Ltd. 1,476,353 14,114,000 9.92%
4 McGowan Group Asset Management, Inc. 1,386,140 13,251,000 9.31%
5 WELLS FARGO & COMPANY/MN 1,024,567 9,796,000 6.88%
6 PARAMETRIC PORTFOLIO ASSOCIATES LLC 813,492 7,777,000 5.46%
7 UBS Group AG 755,835 7,225,000 5.08%
8 RIVERNORTH CAPITAL MANAGEMENT, LLC 714,645 6,832,000 4.80%
9 Advisors Asset Management, Inc. 525,044 5,019,000 3.53%
10 TRUST & FIDUCIARY MANAGEMENT SERVICES INC 513,958 4,914,000 3.45%
11 ROYAL BANK OF CANADA 275,253 2,631,000 1.85%
12 Algebris Investments (UK) LLP 260,000 2,486,000 1.75%
13 BANK OF AMERICA CORP /DE/ 255,366 2,441,000 1.71%
14 GUGGENHEIM CAPITAL LLC 253,050 2,418,000 1.70%
15 Capital Investment Advisors, LLC 247,598 2,367,000 1.66%
16 LPL Financial LLC 209,386 2,002,000 1.41%
17 DIXON HUBARD FEINOUR & BROWN INC/VA 208,900 1,997,000 1.40%
18 RAYMOND JAMES & ASSOCIATES 201,138 1,923,000 1.35%
19 AQR CAPITAL MANAGEMENT LLC 198,182 1,895,000 1.33%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 183,435 1,754,000 1.23%
21 Edge Wealth Management LLC 182,026 1,720,000 1.21%
22 INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV 132,083 1,263,000 0.89%
23 STIFEL FINANCIAL CORP 109,470 1,047,000 0.74%
24 FIRST TRUST ADVISORS LP 103,564 990,000 0.70%
25 OPPENHEIMER & CO INC 94,825 906,000 0.64%
26 VSR Financial Services, Inc. 92,200 881,000 0.62%
27 Cutter & CO Brokerage, Inc. 84,534 808,000 0.57%
28 Commonwealth Equity Services, Inc 84,261 806,000 0.57%
29 HL FINANCIAL SERVICES LLC 81,493 779,000 0.55%
30 MERIDIAN INVESTMENT COUNSEL INC. 76,650 733,000 0.51%
31 Global Endowment Management, LP 75,800 725,000 0.51%
32 Veritable, L.P. 72,862 697,000 0.49%
33 CREDIT SUISSE AG/ 63,469 607,000 0.43%
34 NOESIS CAPITAL MANGEMENT CORP 54,275 519,000 0.36%
35 AMERICAN INTERNATIONAL GROUP, INC. 51,631 493,592 0.35%
36 Allen Investment Management, LLC 51,415 492,000 0.35%
37 Stratos Wealth Partners, LTD. 46,478 444,165 0.31%
38 CHARTIST INC /CA/ 19,000 426,000 0.30%
39 Cambridge Investment Research Advisors, Inc. 43,212 413,000 0.29%
40 Hurley Capital, LLC 42,055 402,000 0.28%
41 AMERIPRISE FINANCIAL INC 35,901 343,000 0.24%
42 SIT INVESTMENT ASSOCIATES INC 35,765 342,000 0.24%
43 HighTower Advisors, LLC 33,686 322,000 0.23%
44 Winslow, Evans & Crocker, Inc. 31,886 304,822 0.21%
45 NATIONAL PLANNING CORP 29,288 276,772 0.19%
46 Janney Montgomery Scott LLC 26,936 257,508 0.18%
47 ENVESTNET ASSET MANAGEMENT INC 21,923 210,000 0.15%
48 Creative Planning 20,100 192,000 0.13%
49 UNITED CAPITAL FINANCIAL ADVISORS, LLC 20,089 192,000 0.13%
50 First Allied Advisory Services, Inc. 18,660 182,000 0.13%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.