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NUVEEN PFD INCOME OPPORTUN
NUVEEN PFD INCOME OPPORTUN. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 92 Institutional holders with a total value of $142,368,275.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Regal Investment Advisors LLC 360 3,000 0.00%
2 Blume Capital Management, Inc. 300 3,000 0.00%
3 BENJAMIN F. EDWARDS & COMPANY, INC. 475 4,000 0.00%
4 People's United Financial, Inc. 668 6,000 0.00%
5 Commonwealth Financial Services, LLC 700 6,000 0.00%
6 CENTRAL TRUST Co 1,081 10,000 0.01%
7 Transamerica Financial Advisors, LLC 1,200 11,000 0.01%
8 CITIGROUP INC 1,373 13,000 0.01%
9 Focused Wealth Management, Inc 1,580 14,000 0.01%
10 MONROE BANK & TRUST/MI 2,000 18,000 0.01%
11 Formidable Asset Management, LLC 2,200 20,000 0.01%
12 MUFG Americas Holdings Corp 2,800 26,000 0.02%
13 INTEGRATED WEALTH MANAGEMENT 3,213 29,000 0.02%
14 Smithfield Trust Co 3,250 30,000 0.02%
15 US BANCORP \DE\ 4,555 41,000 0.03%
16 SECURITY NATIONAL TRUST CO 4,700 43,000 0.03%
17 WFG Advisors, LP 4,671 43,000 0.03%
18 U S GLOBAL INVESTORS INC 5,375 49,000 0.03%
19 MSI Financial Services Inc 5,448 50,000 0.04%
20 Tower Research Capital LLC (TRC) 8,704 80,000 0.06%
21 Sandy Spring Bank 9,850 90,000 0.06%
22 SHUFRO ROSE & CO LLC 10,000 91,000 0.06%
23 Columbia Asset Management 10,000 91,000 0.06%
24 SPHINX TRADING, LP 10,000 92,000 0.06%
25 JFS WEALTH ADVISORS, LLC 10,416 95,000 0.07%
26 WEDBUSH SECURITIES INC 10,915 100,000 0.07%
27 DAVENPORT & Co LLC 11,008 100,840 0.07%
28 DEUTSCHE BANK AG\ 11,199 102,000 0.07%
29 NATIONAL PLANNING CORP 10,925 102,000 0.07%
30 Private Advisor Group, LLC 11,250 103,000 0.07%
31 PNC FINANCIAL SERVICES GROUP, INC. 11,477 106,000 0.07%
32 NWAM LLC 12,000 109,000 0.08%
33 Mariner, LLC 12,998 119,000 0.08%
34 VICUS CAPITAL 15,419 141,000 0.10%
35 CSS LLC/IL 15,500 142,000 0.10%
36 First Allied Advisory Services, Inc. 16,974 155,000 0.11%
37 BAIRD FINANCIAL GROUP, INC. 18,138 166,000 0.12%
38 NORTHERN TRUST CORP 18,857 173,000 0.12%
39 Creative Planning 21,220 194,000 0.14%
40 Janney Montgomery Scott LLC 25,854 236,823 0.17%
41 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 27,190 249,000 0.17%
42 Winslow, Evans & Crocker, Inc. 29,666 271,734 0.19%
43 Stratos Wealth Partners, LTD. 30,049 275,000 0.19%
44 CHARTIST INC /CA/ 12,500 280,000 0.20%
45 HighTower Advisors, LLC 33,318 305,000 0.21%
46 GOLDMAN SACHS GROUP INC 34,855 319,000 0.22%
47 DOLIVER ADVISORS, LP 36,517 334,000 0.23%
48 LADENBURG THALMANN FINANCIAL SERVICES INC. 39,352 361,000 0.25%
49 Hurley Capital, LLC 42,055 385,000 0.27%
50 AMERIPRISE FINANCIAL INC 44,481 407,000 0.29%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.