| 1 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
844,845 |
7,316,000 |
18.73% |
|
|
| 2 |
UBS Group AG |
589,575 |
5,106,000 |
13.07% |
|
|
| 3 |
Saba Capital Management, L.P. |
556,276 |
4,817,000 |
12.33% |
|
|
| 4 |
RAYMOND JAMES & ASSOCIATES |
444,279 |
3,847,000 |
9.85% |
|
|
| 5 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
265,245 |
2,297,000 |
5.88% |
|
|
| 6 |
Invesco Ltd. |
220,711 |
1,911,000 |
4.89% |
|
|
| 7 |
MORGAN STANLEY |
167,328 |
1,449,000 |
3.71% |
|
|
| 8 |
LPL Financial LLC |
152,333 |
1,330,000 |
3.41% |
|
|
| 9 |
CREDIT SUISSE AG/ |
148,750 |
1,288,000 |
3.30% |
|
|
| 10 |
ROYAL BANK OF CANADA |
146,060 |
1,265,000 |
3.24% |
|
|
| 11 |
Arete Wealth Advisors, LLC |
143,394 |
1,242,000 |
3.18% |
|
|
| 12 |
FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX |
99,798 |
864,000 |
2.21% |
|
|
| 13 |
Thomas J. Herzfeld Advisors, Inc. |
76,942 |
666,000 |
1.71% |
|
|
| 14 |
WELLS FARGO & COMPANY/MN |
69,838 |
605,000 |
1.55% |
|
|
| 15 |
SIT INVESTMENT ASSOCIATES INC |
68,702 |
595,000 |
1.52% |
|
|
| 16 |
GUGGENHEIM CAPITAL LLC |
60,609 |
525,000 |
1.34% |
|
|
| 17 |
Global Endowment Management, LP |
60,000 |
520,000 |
1.33% |
|
|
| 18 |
US FINANCIAL ADVISORS, LLC |
59,516 |
515,000 |
1.32% |
|
|
| 19 |
BANK OF AMERICA CORP /DE/ |
51,873 |
450,000 |
1.15% |
|
|
| 20 |
AQR ARBITRAGE LLC |
48,469 |
420,000 |
1.08% |
|
|
| 21 |
ENVESTNET ASSET MANAGEMENT INC |
46,556 |
403,000 |
1.03% |
|
|
| 22 |
UNITED CAPITAL FINANCIAL ADVISORS, LLC |
46,120 |
400,000 |
1.02% |
|
|
| 23 |
CORNERSTONE ADVISORS INC |
35,765 |
310,000 |
0.79% |
|
|
| 24 |
CITIGROUP INC |
31,274 |
271,000 |
0.69% |
|
|
| 25 |
Commonwealth Equity Services, Inc |
18,003 |
156,000 |
0.40% |
|
|
| 26 |
SHUFRO ROSE & CO LLC |
14,950 |
129,000 |
0.33% |
|
|
| 27 |
Rehmann Capital Advisory Group |
14,100 |
122,000 |
0.31% |
|
|
| 28 |
MSI Financial Services Inc |
9,900 |
86,000 |
0.22% |
|
|
| 29 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
5,065 |
43,000 |
0.11% |
|
|
| 30 |
CITY HOLDING CO |
4,500 |
39,000 |
0.10% |
|
|
| 31 |
SIGNATUREFD, LLC |
2,000 |
17,000 |
0.04% |
|
|
| 32 |
AMERICAN INTERNATIONAL GROUP, INC. |
1,800 |
15,588 |
0.04% |
|
|
| 33 |
Somerset Trust Co |
1,500 |
13,000 |
0.03% |
|
|
| 34 |
Clearbridge Investments, LLC |
1,000 |
9,000 |
0.02% |
|
|
| 35 |
Commonwealth Financial Services, LLC |
500 |
4,000 |
0.01% |
|
|
| 36 |
Tower Research Capital LLC (TRC) |
356 |
3,000 |
0.01% |
|
|
| 37 |
PNC FINANCIAL SERVICES GROUP, INC. |
200 |
2,000 |
0.01% |
|
|
| 38 |
Winfield Associates, Inc. |
229 |
2,000 |
0.01% |
|
|
| 39 |
Gradient Investments LLC |
50 |
0 |
0.00% |
|
|
