| 1 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
803,718 |
6,550,000 |
18.07% |
|
|
| 2 |
UBS Group AG |
608,196 |
4,957,000 |
13.68% |
|
|
| 3 |
Saba Capital Management, L.P. |
520,829 |
4,245,000 |
11.71% |
|
|
| 4 |
RAYMOND JAMES & ASSOCIATES |
413,895 |
3,373,000 |
9.31% |
|
|
| 5 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
265,245 |
2,162,000 |
5.97% |
|
|
| 6 |
Invesco Ltd. |
230,736 |
1,880,000 |
5.19% |
|
|
| 7 |
MORGAN STANLEY |
160,090 |
1,305,000 |
3.60% |
|
|
| 8 |
CREDIT SUISSE AG/ |
148,750 |
1,212,000 |
3.34% |
|
|
| 9 |
LPL Financial LLC |
139,167 |
1,138,000 |
3.14% |
|
|
| 10 |
ROYAL BANK OF CANADA |
134,077 |
1,093,000 |
3.02% |
|
|
| 11 |
WELLS FARGO & COMPANY/MN |
106,830 |
871,000 |
2.40% |
|
|
| 12 |
Arete Wealth Advisors, LLC |
103,208 |
841,000 |
2.32% |
|
|
| 13 |
FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX |
95,015 |
774,000 |
2.14% |
|
|
| 14 |
Thomas J. Herzfeld Advisors, Inc. |
76,984 |
619,000 |
1.71% |
|
|
| 15 |
UNITED CAPITAL FINANCIAL ADVISORS, LLC |
71,949 |
586,000 |
1.62% |
|
|
| 16 |
ENVESTNET ASSET MANAGEMENT INC |
69,741 |
568,000 |
1.57% |
|
|
| 17 |
SIT INVESTMENT ASSOCIATES INC |
68,702 |
560,000 |
1.55% |
|
|
| 18 |
Global Endowment Management, LP |
60,000 |
489,000 |
1.35% |
|
|
| 19 |
US FINANCIAL ADVISORS, LLC |
58,865 |
480,000 |
1.32% |
|
|
| 20 |
BANK OF AMERICA CORP /DE/ |
52,447 |
427,000 |
1.18% |
|
|
| 21 |
GUGGENHEIM CAPITAL LLC |
50,911 |
415,000 |
1.15% |
|
|
| 22 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
30,653 |
250,000 |
0.69% |
|
|
| 23 |
CITIGROUP INC |
26,274 |
214,000 |
0.59% |
|
|
| 24 |
DOLIVER ADVISORS, LP |
25,261 |
206,000 |
0.57% |
|
|
| 25 |
AQR ARBITRAGE LLC |
24,468 |
199,000 |
0.55% |
|
|
| 26 |
Commonwealth Equity Services, Inc |
20,953 |
171,000 |
0.47% |
|
|
| 27 |
Virtu KCG Holdings LLC |
18,040 |
147,000 |
0.41% |
|
|
| 28 |
SHUFRO ROSE & CO LLC |
14,950 |
121,000 |
0.33% |
|
|
| 29 |
Rehmann Capital Advisory Group |
14,100 |
115,000 |
0.32% |
|
|
| 30 |
WOLVERINE ASSET MANAGEMENT LLC |
10,474 |
85,000 |
0.23% |
|
|
| 31 |
MSI Financial Services Inc |
7,900 |
64,000 |
0.18% |
|
|
| 32 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
5,106 |
42,000 |
0.12% |
|
|
| 33 |
CITY HOLDING CO |
4,500 |
37,000 |
0.10% |
|
|
| 34 |
SIGNATUREFD, LLC |
2,000 |
16,000 |
0.04% |
|
|
| 35 |
AMERICAN INTERNATIONAL GROUP, INC. |
1,800 |
14,670 |
0.04% |
|
|
| 36 |
Clearbridge Investments, LLC |
1,000 |
8,000 |
0.02% |
|
|
| 37 |
Commonwealth Financial Services, LLC |
500 |
4,000 |
0.01% |
|
|
| 38 |
PNC FINANCIAL SERVICES GROUP, INC. |
200 |
2,000 |
0.01% |
|
|
| 39 |
Winfield Associates, Inc. |
229 |
2,000 |
0.01% |
|
|
| 40 |
Gradient Investments LLC |
50 |
0 |
0.00% |
|
|
