| 1 |
UBS Group AG |
643,463 |
5,160,000 |
16.21% |
|
|
| 2 |
Saba Capital Management, L.P. |
520,829 |
4,177,000 |
13.12% |
|
|
| 3 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
509,662 |
4,087,000 |
12.84% |
|
|
| 4 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
262,745 |
2,107,000 |
6.62% |
|
|
| 5 |
RAYMOND JAMES & ASSOCIATES |
258,846 |
2,076,000 |
6.52% |
|
|
| 6 |
Invesco Ltd. |
240,867 |
1,932,000 |
6.07% |
|
|
| 7 |
Arete Wealth Advisors, LLC |
155,744 |
1,249,000 |
3.92% |
|
|
| 8 |
MORGAN STANLEY |
153,526 |
1,232,000 |
3.87% |
|
|
| 9 |
CREDIT SUISSE AG/ |
151,750 |
1,217,000 |
3.82% |
|
|
| 10 |
LPL Financial LLC |
117,621 |
957,000 |
3.01% |
|
|
| 11 |
WELLS FARGO & COMPANY/MN |
104,832 |
841,000 |
2.64% |
|
|
| 12 |
FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX |
96,880 |
777,000 |
2.44% |
|
|
| 13 |
ROYAL BANK OF CANADA |
83,441 |
669,000 |
2.10% |
|
|
| 14 |
Thomas J. Herzfeld Advisors, Inc. |
77,064 |
618,000 |
1.94% |
|
|
| 15 |
UNITED CAPITAL FINANCIAL ADVISORS, LLC |
74,444 |
597,000 |
1.88% |
|
|
| 16 |
ENVESTNET ASSET MANAGEMENT INC |
70,654 |
567,000 |
1.78% |
|
|
| 17 |
SIT INVESTMENT ASSOCIATES INC |
68,702 |
551,000 |
1.73% |
|
|
| 18 |
Global Endowment Management, LP |
60,000 |
481,000 |
1.51% |
|
|
| 19 |
GUGGENHEIM CAPITAL LLC |
54,924 |
441,000 |
1.39% |
|
|
| 20 |
BANK OF AMERICA CORP /DE/ |
52,847 |
424,000 |
1.33% |
|
|
| 21 |
US FINANCIAL ADVISORS, LLC |
37,904 |
304,000 |
0.95% |
|
|
| 22 |
Commonwealth Equity Services, Inc |
35,803 |
287,000 |
0.90% |
|
|
| 23 |
CITIGROUP INC |
30,585 |
246,000 |
0.77% |
|
|
| 24 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
16,542 |
133,000 |
0.42% |
|
|
| 25 |
SHUFRO ROSE & CO LLC |
14,150 |
113,000 |
0.35% |
|
|
| 26 |
Rehmann Capital Advisory Group |
14,100 |
113,000 |
0.35% |
|
|
| 27 |
Virtu KCG Holdings LLC |
13,714 |
110,000 |
0.35% |
|
|
| 28 |
AQR ARBITRAGE LLC |
10,100 |
81,000 |
0.25% |
|
|
| 29 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
7,951 |
64,000 |
0.20% |
|
|
| 30 |
Carnick & Kubik, LLC |
5,459 |
43,783 |
0.14% |
|
|
| 31 |
MSI Financial Services Inc |
5,000 |
40,000 |
0.13% |
|
|
| 32 |
CITY HOLDING CO |
4,500 |
36,000 |
0.11% |
|
|
| 33 |
WOLVERINE ASSET MANAGEMENT LLC |
4,229 |
33,000 |
0.10% |
|
|
| 34 |
Windsor Capital Management, LLC |
3,129 |
25,000 |
0.08% |
|
|
| 35 |
SIGNATUREFD, LLC |
2,000 |
16,000 |
0.05% |
|
|
| 36 |
AMERICAN INTERNATIONAL GROUP, INC. |
1,973 |
15,000 |
0.05% |
|
|
| 37 |
Clearbridge Investments, LLC |
1,000 |
8,000 |
0.03% |
|
|
| 38 |
Commonwealth Financial Services, LLC |
500 |
4,000 |
0.01% |
|
|
| 39 |
Winfield Associates, Inc. |
229 |
2,000 |
0.01% |
|
|
| 40 |
Tower Research Capital LLC (TRC) |
300 |
2,000 |
0.01% |
|
|
| 41 |
Gradient Investments LLC |
50 |
0 |
0.00% |
|
|
| 42 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
22 |
0 |
0.00% |
|
|
