| 1 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
874,964 |
7,595,000 |
18.39% |
|
|
| 2 |
Saba Capital Management, L.P. |
630,021 |
5,469,000 |
13.24% |
|
|
| 3 |
UBS AG |
318,299 |
2,763,000 |
6.69% |
|
|
| 4 |
MARINER INVESTMENT GROUP LLC |
267,972 |
2,326,000 |
5.63% |
|
|
| 5 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
247,245 |
2,146,000 |
5.20% |
|
|
| 6 |
Invesco Ltd. |
194,971 |
1,692,000 |
4.10% |
|
|
| 7 |
MORGAN STANLEY |
181,278 |
1,573,000 |
3.81% |
|
|
| 8 |
RAYMOND JAMES & ASSOCIATES |
171,569 |
1,489,000 |
3.60% |
|
|
| 9 |
Advisors Asset Management, Inc. |
155,898 |
1,353,000 |
3.28% |
|
|
| 10 |
CREDIT SUISSE AG/ |
150,425 |
1,306,000 |
3.16% |
|
|
| 11 |
LPL Financial LLC |
145,865 |
1,266,000 |
3.06% |
|
|
| 12 |
CORNERSTONE ADVISORS INC |
139,930 |
1,215,000 |
2.94% |
|
|
| 13 |
First Allied Advisory Services, Inc. |
120,800 |
1,047,000 |
2.53% |
|
|
| 14 |
Shaker Financial Services, LLC |
111,755 |
970,000 |
2.35% |
|
|
| 15 |
Arete Wealth Advisors, LLC |
111,134 |
965,000 |
2.34% |
|
|
| 16 |
AQR CAPITAL MANAGEMENT LLC |
106,791 |
927,000 |
2.24% |
|
|
| 17 |
FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX |
98,107 |
852,000 |
2.06% |
|
|
| 18 |
Thomas J. Herzfeld Advisors, Inc. |
85,979 |
746,000 |
1.81% |
|
|
| 19 |
ROYAL BANK OF CANADA |
85,407 |
742,000 |
1.80% |
|
|
| 20 |
WELLS FARGO & COMPANY/MN |
75,564 |
656,000 |
1.59% |
|
|
| 21 |
SIT INVESTMENT ASSOCIATES INC |
68,702 |
596,000 |
1.44% |
|
|
| 22 |
Global Endowment Management, LP |
60,000 |
521,000 |
1.26% |
|
|
| 23 |
BANK OF AMERICA CORP /DE/ |
54,128 |
470,000 |
1.14% |
|
|
| 24 |
DOLIVER ADVISORS, LP |
53,135 |
461,000 |
1.12% |
|
|
| 25 |
TFS CAPITAL LLC |
42,149 |
366,000 |
0.89% |
|
|
| 26 |
GUGGENHEIM CAPITAL LLC |
38,731 |
336,000 |
0.81% |
|
|
| 27 |
ROBINSON CAPITAL MANAGEMENT, LLC |
37,331 |
315,000 |
0.76% |
|
|
| 28 |
Weiss Asset Management LP |
25,246 |
219,000 |
0.53% |
|
|
| 29 |
Pine River Capital Management L.P. |
23,102 |
201,000 |
0.49% |
|
|
| 30 |
ENVESTNET ASSET MANAGEMENT INC |
17,668 |
153,000 |
0.37% |
|
|
| 31 |
SHUFRO ROSE & CO LLC |
16,450 |
142,000 |
0.34% |
|
|
| 32 |
Rehmann Capital Advisory Group |
14,100 |
122,000 |
0.30% |
|
|
| 33 |
GOLDMAN SACHS GROUP INC |
11,100 |
96,000 |
0.23% |
|
|
| 34 |
MSI Financial Services Inc |
7,000 |
61,000 |
0.15% |
|
|
| 35 |
CITY HOLDING CO |
4,500 |
38,000 |
0.09% |
|
|
| 36 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
3,061 |
27,000 |
0.07% |
|
|
| 37 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
2,200 |
19,000 |
0.05% |
|
|
| 38 |
SIGNATUREFD, LLC |
2,000 |
17,000 |
0.04% |
|
|
| 39 |
AMERICAN INTERNATIONAL GROUP, INC. |
1,800 |
15,624 |
0.04% |
|
|
| 40 |
Somerset Trust Co |
1,500 |
13,000 |
0.03% |
|
|
| 41 |
Clearbridge Investments, LLC |
1,000 |
9,000 |
0.02% |
|
|
| 42 |
M&T BANK CORP |
700 |
6,000 |
0.01% |
|
|
| 43 |
MUFG Americas Holdings Corp |
360 |
3,000 |
0.01% |
|
|
| 44 |
Winfield Associates, Inc. |
229 |
1,000 |
0.00% |
|
|
| 45 |
Gradient Investments LLC |
50 |
0 |
0.00% |
|
|
