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NUVEEN PREFERRED SECURITIES
NUVEEN PREFERRED SECURITIES. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 90 Institutional holders with a total value of $132,366,422.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 DEUTSCHE BANK AG\ 13,925 123,000 0.09%
52 SIT INVESTMENT ASSOCIATES INC 12,924 115,000 0.09%
53 Horizon Kinetics LLC 12,733 113,000 0.09%
54 HL FINANCIAL SERVICES LLC 12,606 112,000 0.08%
55 CSS LLC/IL 12,300 109,000 0.08%
56 COMMERCE BANK 11,000 98,000 0.07%
57 CITIGROUP INC 10,660 95,000 0.07%
58 Bank of New York Mellon Corp 10,215 92,000 0.07%
59 CEDAR HILL ASSOCIATES, LLC 10,250 91,000 0.07%
60 RAYMOND JAMES TRUST N.A. 10,100 90,000 0.07%
61 Cutter & CO Brokerage, Inc. 10,088 90,000 0.07%
62 AMERICAN INTERNATIONAL GROUP, INC. 10,060 89,534 0.07%
63 CONNING INC. 10,000 89,000 0.07%
64 Beacon Capital Management, Inc. 9,700 86,000 0.06%
65 Tower Research Capital LLC (TRC) 7,672 68,000 0.05%
66 MANUFACTURERS LIFE INSURANCE COMPANY, THE 6,540 58,000 0.04%
67 Apriem Advisors 6,330 56,000 0.04%
68 DUNCKER STREETT & CO INC 5,998 53,000 0.04%
69 Stratos Wealth Partners, LTD. 4,550 40,495 0.03%
70 US BANCORP \DE\ 4,200 37,000 0.03%
71 WESTPORT RESOURCES MANAGEMENT INC 3,000 27,000 0.02%
72 BANK OF MONTREAL /CAN/ 2,872 26,000 0.02%
73 PNC FINANCIAL SERVICES GROUP, INC. 2,840 25,000 0.02%
74 D.A. DAVIDSON & CO. 2,500 22,000 0.02%
75 SIGNATUREFD, LLC 2,333 21,000 0.02%
76 Hudock, Inc. 1,890 17,000 0.01%
77 NEXT Financial Group, Inc 1,832 16,000 0.01%
78 MUFG Americas Holdings Corp 1,678 15,000 0.01%
79 Bartlett & Co. LLC 1,553 14,000 0.01%
80 Somerset Trust Co 1,450 13,000 0.01%
81 Blume Capital Management, Inc. 1,500 13,000 0.01%
82 B. Riley Wealth Management, Inc. 1,000 8,000 0.01%
83 TRUST CO OF VERMONT 740 7,000 0.01%
84 Crosspoint Capital Strategies, LLC 650 6,000 0.00%
85 Focused Wealth Management, Inc 525 5,000 0.00%
86 NEW ENGLAND SECURITIES CORP /MA/ 350 3,000 0.00%
87 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 336 3,000 0.00%
88 Sandy Spring Bank 250 2,000 0.00%
89 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 213 1,000 0.00%
90 FIRST MANHATTAN CO. LLC. 6 0 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.