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NUVEEN PREFERRED SECURITIES
NUVEEN PREFERRED SECURITIES. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 142 Institutional holders with a total value of $229,130,059.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 4,062,028 37,573,000 16.40%
2 UBS Group AG 3,520,119 32,561,000 14.21%
3 WELLS FARGO & COMPANY/MN 2,109,635 19,513,000 8.52%
4 Invesco Ltd. 1,659,046 15,347,000 6.70%
5 BESSEMER GROUP INC 1,429,379 13,222,000 5.77%
6 BANK OF AMERICA CORP /DE/ 1,243,087 11,499,000 5.02%
7 LPL Financial LLC 1,168,167 11,063,000 4.83%
8 McGowan Group Asset Management, Inc. 609,362 5,637,000 2.46%
9 CORNERSTONE FINANCIAL PARTNERS, LLC 550,165 5,085,000 2.22%
10 CENTRAL TRUST Co 493,425 4,564,000 1.99%
11 Commonwealth Equity Services, Inc 484,469 4,481,000 1.96%
12 SIT INVESTMENT ASSOCIATES INC 475,052 4,394,000 1.92%
13 Cambridge Investment Research Advisors, Inc. 419,812 3,883,000 1.69%
14 Raymond James Financial Services Advisors, Inc. 321,010 2,969,000 1.30%
15 GREATMARK INVESTMENT PARTNERS, INC. 312,083 2,887,000 1.26%
16 FIRST FOUNDATION ADVISORS 254,152 2,351,000 1.03%
17 Global Endowment Management, LP 243,569 2,253,000 0.98%
18 ENVESTNET ASSET MANAGEMENT INC 229,220 2,120,000 0.93%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 229,117 2,120,000 0.93%
20 Oxbow Advisors, LLC 228,203 2,111,000 0.92%
21 UNITED CAPITAL FINANCIAL ADVISORS, LLC 233,286 2,100,000 0.92%
22 INVESTMENT CENTERS OF AMERICA INC 222,097 2,057,000 0.90%
23 Capital Investment Advisors, LLC 206,256 1,908,000 0.83%
24 GENEOS WEALTH MANAGEMENT INC. 204,022 1,901,000 0.83%
25 IFC Holdings Incorporated/FL 198,318 1,847,000 0.81%
26 Prospera Financial Services Inc 186,225 1,723,000 0.75%
27 Arete Wealth Advisors, LLC 168,850 1,562,000 0.68%
28 Horizon Kinetics LLC 157,034 1,453,000 0.63%
29 FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX 147,276 1,362,000 0.59%
30 SeaBridge Investment Advisors LLC 143,645 1,329,000 0.58%
31 ROYAL BANK OF CANADA 133,304 1,233,000 0.54%
32 GUGGENHEIM CAPITAL LLC 130,128 1,204,000 0.53%
33 RAYMOND JAMES & ASSOCIATES 129,867 1,201,000 0.52%
34 IFP ADVISORS, INC 108,229 1,001,000 0.44%
35 WEDBUSH SECURITIES INC 93,444 864,000 0.38%
36 United Asset Strategies, Inc. 93,060 861,000 0.38%
37 Sigma Planning Corp 84,999 786,000 0.34%
38 Private Advisor Group, LLC 79,479 753,000 0.33%
39 First Allied Advisory Services, Inc. 77,487 717,000 0.31%
40 Ken Stern & Associates, Inc. 77,241 714,000 0.31%
41 ADVISOR GROUP, INC. 71,564 660,000 0.29%
42 STIFEL FINANCIAL CORP 69,731 646,000 0.28%
43 PROFICIO CAPITAL PARTNERS LLC 63,097 603,000 0.26%
44 MSI Financial Services Inc 65,128 602,000 0.26%
45 NATIONAL PLANNING CORP 60,476 578,000 0.25%
46 Cetera Advisor Networks LLC 57,550 530,000 0.23%
47 BRUDERMAN ASSET MANAGEMENT, LLC 55,529 514,000 0.22%
48 Livingston Group Asset Management CO (operating as Southport Capital Management) 55,305 512,000 0.22%
49 SIGNET FINANCIAL MANAGEMENT, LLC 52,206 483,000 0.21%
50 SHEAFF BROCK INVESTMENT ADVISORS, LLC 52,249 483,000 0.21%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.