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NUVEEN PREFERRED SECURITIES
NUVEEN PREFERRED SECURITIES. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 142 Institutional holders with a total value of $229,130,059.
#
Manager Name
Shares
Value ($)
%
Options
Notes
101 DUNCKER STREETT & CO INC 8,614 80,000 0.03%
102 Klingman & Associates, LLC 6,526 60,000 0.03% PRN
103 REGAL WEALTH GROUP, INC. 6,248 58,000 0.03%
104 ASSET PLANNING SERVICES, LTD. 5,700 53,000 0.02%
105 FIFTH THIRD BANCORP 5,674 52,000 0.02%
106 Beacon Capital Management, Inc. 5,300 49,000 0.02%
107 CITY HOLDING CO 4,392 41,000 0.02%
108 BANK OF MONTREAL /CAN/ 4,368 40,000 0.02%
109 SEI INVESTMENTS CO 3,900 36,000 0.02%
110 US BANCORP \DE\ 3,642 34,000 0.01%
111 Bartlett & Co. LLC 3,458 32,000 0.01%
112 FineMark National Bank & Trust 3,263 30,000 0.01%
113 NEXT Financial Group, Inc 3,252 30,000 0.01%
114 WESTPORT RESOURCES MANAGEMENT INC 3,000 28,000 0.01%
115 BRONFMAN E.L. ROTHSCHILD, L.P. 2,744 25,000 0.01%
116 ASSETMARK, INC 2,367 22,000 0.01%
117 Carroll Financial Associates, Inc. 2,331 21,000 0.01%
118 Iowa State Bank 2,300 21,000 0.01%
119 Hudock, Inc. 2,119 19,000 0.01%
120 REILLY FINANCIAL ADVISORS, LLC 2,000 19,000 0.01%
121 D.A. DAVIDSON & CO. 1,632 15,000 0.01%
122 COUNTRY TRUST BANK 1,500 14,000 0.01%
123 Blume Capital Management, Inc. 1,500 14,000 0.01%
124 KRILOGY FINANCIAL LLC 1,398 13,000 0.01% PRN
125 Financial Architects, Inc 1,454 13,000 0.01%
126 PENSERRA CAPITAL MANAGEMENT LLC 1,311 12,000 0.01%
127 Commonwealth Financial Services, LLC 1,234 11,000 0.00%
128 Winfield Associates, Inc. 1,155 11,000 0.00%
129 Clearbridge Investments, LLC 976 9,000 0.00%
130 Johnson Financial Group, Inc. 932 9,000 0.00%
131 INTEGRATED INVESTMENT CONSULTANTS, LLC 803 7,000 0.00%
132 Focused Wealth Management, Inc 775 7,000 0.00%
133 BARCLAYS PLC 700 6,000 0.00%
134 Winslow, Evans & Crocker, Inc. 612 5,652 0.00%
135 INTEGRATED WEALTH MANAGEMENT 395 4,000 0.00%
136 WOLVERINE TRADING LP /BD 332 3,061 0.00%
137 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 227 3,000 0.00%
138 Tradewinds Capital Management, LLC 266 2,000 0.00%
139 SUNNYMEATH ASSET MANAGEMENT, INC. 175 2,000 0.00%
140 People's United Financial, Inc. 233 2,000 0.00%
141 FIRST MANHATTAN CO. LLC. 6 0 0.00%
142 Gradient Investments LLC 48 0 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.